May 9, 2024

Curtis Mason of GWN Securities Inc

DID CURTIS J MASON CAUSE YOU INVESTMENT LOSSES? Curtis Mason Of GWN Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Curtis Mason Customer Complaints Curtis Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were denied by Curtis Mason’s employers.  One investor took no further action.  The other investor had his complaint recently denied, and it does not appear that he has filed any arbitration proceeding. Allegations Against Curtis Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Curtis Mason Red Flags & Your Rights As An Investor Of course, Curtis Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Mason at GWN Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At GWN Securities Inc. Due To Curtis Mason  If you have questions about GWN Securities Inc. and/or Curtis Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Martinez formerly with Pruco Securities LLC

DID JUSTIN ROBERT MARTINEZ CAUSE YOU INVESTMENT LOSSES? Justin Martinez Formerly With Pruco Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Justin Martinez Customer Complaints Justin Martinez has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were recently denied by Pruco Securities and thus far, it does not appear that the investors have taken any further action. Allegations Against Justin Martinez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Martinez Red Flags & Your Rights As An Investor Of course, Justin Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Martinez at Pruco Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Justin Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities LLC Due To Justin Martinez  If you have questions about Pruco Securities LLC and/or Justin Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Mark Mappa of Osaic Wealth, Inc

DID MARK ALAN MAPPA CAUSE YOU INVESTMENT LOSSES? Mark Mappa Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Mappa Customer Complaints Mark Mappa has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  Kestra Investment Services settled all 3 customer complaints that involved in the FINRA arbitration proceedings for Mark Mappa’s alleged misconduct in favor of the investors. Allegations Against Damon Mapes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Mappa Red Flags & Your Rights As An Investor Of course, Mark Mappa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Mappa at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Mappa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Mark Mappa  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Mark Mappa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Damon Mapes of LPL Financial LLC

DID DAMON MERRILL MAPES CAUSE YOU INVESTMENT LOSSES? Damon Mapes Of LPL Financial LLC And Formerly With Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Damon Mapes Customer Complaints Damon Mapes has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce, Fenner and Smith for Damon Mapes alleged misconduct in favor of the investor.  The other customer complaint was recently filed against Cetera Investment Services for the advisors alleged misconduct and is still pending. Allegations Against Damon Mapes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Damon Mapes Red Flags & Your Rights As An Investor Of course, Damon Mapes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damon Mapes at LPL Financial LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Damon Mapes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Damon Mapes  If you have questions about LPL Financial LLC, Cetera Investment Services LLC and/or Damon Mapes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Ramesh Madhusudan formerly with Raymond James Financial Services, Inc

DID RAMESH MADHUSUDAN CAUSE YOU INVESTMENT LOSSES? Ramesh Madhusudan Formerly With Raymond James Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Ramesh Madhusudan Customer Complaints Ramesh Madhusudan has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer dispute was settled by Raymond James Financial Services in favor of the investor for advisors alleged misconduct, finance denied.  The other customer complaint and the investor took no further action. Allegations Against Ramesh Madhusudan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ramesh Madhusudan Red Flags & Your Rights As An Investor Of course, Ramesh Madhusudan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ramesh Madhusudan at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ramesh Madhusudan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Ramesh Madhusudan  If you have questions about Raymond James Financial Services, Inc. and/or Ramesh Madhusudan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2024

Juan Liang of NI Advisors?

DID JUAN HUA LIANG CAUSE YOU INVESTMENT LOSSES? Juan Liang Of NI Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Juan Liang Customer Complaints Juan Liang has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints evolved into FINRA arbitration proceedings against NI Advisors for Juan Liang’s alleged misconduct are still pending. Allegations Against Juan Liang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan Liang Red Flags & Your Rights As An Investor Of course, Juan Liang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Liang at NI Advisors on alert to review carefully the activity and performance of their accounts and question whether Juan Liang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NI Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NI Advisors Due To Juan Liang  If you have questions about NI Advisors and/or Juan Liang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2024

Jason Layland of Cambridge investment Research, Inc

DID JASON LEE LAYLAND CAUSE YOU INVESTMENT LOSSES? Jason Layland Of Cambridge investment Research, Inc. And Formerly With Woodbury Financial Services. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jason Layland Customer Complaints Jason Layland has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were settled by Jason Layland’s former employer’s in favor of the investors for his alleged misconduct. Allegations Against Jason Layland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Layland Red Flags & Your Rights As An Investor Of course, Jason Layland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Layland at Cambridge investment Research, Inc. and Woodbury Financial Services. Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Layland has engaged in any stockbroker misconduct that may have caused them investment losses. Many customer complaints at Cambridge investment Research, Inc., and Woodbury Financial Services. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge investment Research, Inc. Due To Jason Layland  If you have questions about Cambridge investment Research, Inc., Woodbury Financial Services. Inc. and/or Jason Layland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2024

Robert Larsen of Creativeone Securities, LLC

DID ROBERT SOREN LARSEN CAUSE YOU INVESTMENT LOSSES? Robert Larsen Of CreativeOne Securities, LLC And Formerly With Ameriprise Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Robert Larsen Customer Complaints Robert Larsen has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by Robert Larsen’s former employers, Allstate Financial Services and Charles Schwab and Co., Inc. and the investors took no further action.  The most recent complaint filed with CreativeOne Securities is still pending. Allegations Against Robert Larsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Larsen Red Flags & Your Rights As An Investor Of course, Robert Larsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Larsen at Creativeone Securities, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Larsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creativeone Securities, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creativeone Securities, LLC Due To Robert Larsen  If you have questions about Creativeone Securities, LLC, Ameriprise Financial Services, Inc. and/or Robert Larsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2024

Ernie Kloock of UBS Financial Services Inc

DID ERNIE WALTER KLOOCK CAUSE YOU INVESTMENT LOSSES? Ernie Kloock Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Ernie Kloock Customer Complaints Ernie Kloock has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by a Bank of America Investment Services, and Marilyn Lynch, Pierce Fenner and Smith in favor of the investors.  Another customer complaint was recently filed as a FINRA arbitration proceeding against UBS Financial Services for the advisors alleged misconduct and still pending. Allegations Against Ernie Kloock A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ernie Kloock Red Flags & Your Rights As An Investor Of course, Ernie Kloock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernie Kloock at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ernie Kloock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Ernie Kloock  If you have questions about UBS Financial Services Inc. and/or Ernie Kloock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2024

Eric Chang of Equitable Advisors, LLC

DID ERIC HOA CHANG CAUSE YOU INVESTMENT LOSSES? Eric Chang Of Equitable Advisors, LLC And Formerly With Pruco Securities, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Eric Chang Customer Complaints Eric Chang has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were denied by Eric Chang’s former employer, Pruco Securities, and the investors took no further action.  There is currently 1 customer complaint that was recently filed with Equitable Advisors that is still pending. Allegations Against Max Birkinbine A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Chang Red Flags & Your Rights As An Investor Of course, Eric Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Chang at Equitable Advisors, LLC and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Eric Chang  If you have questions about Equitable Advisors, LLC, Pruco Securities, LLC and/or Eric Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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