Apr 30, 2024

Nabil Bouab of Garden State Securities, Inc

DID NABIL BOUAB CAUSE YOU INVESTMENT LOSSES? Nabil Bouab Of Garden State Securities, Inc. And Formerly With American Portfolios Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Nabil Bouab Customer Complaints Nabil Bouab has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints evolved into FINRA arbitration proceedings filed against American Portfolios Financial Services for the advisors alleged misconduct and the firm settled the complaints in favor of the investors.  The other customer complaint, also a FINRA arbitration proceeding against the same firm is still pending. Allegations Against Joao Bastos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nabil Bouab Red Flags & Your Rights As An Investor Of course, Nabil Bouab did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nabil Bouab at Garden State Securities, Inc. and American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nabil Bouab has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Garden State Securities, Inc. and American Portfolios Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Garden State Securities, Inc. Due To Nabil Bouab  If you have questions about Garden State Securities, Inc., American Portfolios Financial Services, Inc. and/or Nabil Bouab and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2024

Joao Bastos of Citigroup Global Markets Inc

DID JOAO CARLOS BASTOS CAUSE YOU INVESTMENT LOSSES? Joao Bastos Of Citigroup Global Markets Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joao Bastos Customer Complaints Joao Bastos has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Citigroup Global Markets, and so far, the investor has not taken any further action.  The other customer complaint evolved into a FINRA arbitration proceeding filed against Citigroup Global Markets last year and it is still pending. Allegations Against Joao Bastos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joao Bastos Red Flags & Your Rights As An Investor Of course, Joao Bastos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joao Bastos at Citigroup Global Markets Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joao Bastos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Joao Bastos  If you have questions about Citigroup Global Markets Inc., LPL Financial LLC and/or Joao Bastos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2024

Steve Baaden of Oppenheimer & Co. Inc

DID STEVEN R BAADEN CAUSE YOU INVESTMENT LOSSES? Steve Baaden Of Oppenheimer & Co. Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Steve Baaden Customer Complaints Steve Baaden has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints evolved into NASD arbitrations and awards against the adviser’s employer at the time for his alleged misconduct. Five of the customer complaints were settled by Oppenheimer and Co. and PaineWebber in favor of the investments.  Another customer complaint was denied recently by Oppenheimer and Co. and so far, the investor has not taken any further action. Allegations Against Steve Baaden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steve Baaden Red Flags & Your Rights As An Investor Of course, Steve Baaden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steve Baaden at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Steve Baaden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Steve Baaden  If you have questions about Oppenheimer & Co. Inc. and/or Steve Baaden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2024

Billy Aycock of Cabin Securities, Inc

DID BILLY JAMES AYCOCK CAUSE YOU INVESTMENT LOSSES? Billy Aycock Of Cabin Securities, Inc. And Formerly With Center Street Securities, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Billy Aycock Customer Complaints Billy Aycock has been the subject of 14 customer complaints that we know about seeking to recover investment losses.  All 14 of the customer complaints evolved into FINRA arbitration proceedings filed by customers of Billy Aycock against Center Street Securities that are still pending. Allegations Against Billy Aycock A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Billy Aycock Red Flags & Your Rights As An Investor Of course, Billy Aycock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Billy Aycock at Cabin Securities, Inc. and Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Billy Aycock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabin Securities, Inc. and Center Street Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabin Securities, Inc. Due To Billy Aycock  If you have questions about Cabin Securities, Inc., Center Street Securities, Inc. and/or Billy Aycock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2024

Arif Ahmed of J.P. Morgan Securities LLC

DID ARIF AHMED CAUSE YOU INVESTMENT LOSSES? Arif Ahmed Of J.P. Morgan Securities LLC And Formerly With First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Arif Ahmed Customer Complaints Arif Ahmed has been the subject of 5 customer complaints that we know about seeking to recover investment losses.  Two of the customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors for over $458,000 and $85,000, respectively.  Another customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith and the investor took no further action.  There are currently two customer complaints made in connection with his employment at First Republic Securities Co. alleging damages of over $204 million and $35 million that are still pending. Allegations Against Arif Ahmed A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Arif Ahmed Red Flags & Your Rights As An Investor Of course, Arif Ahmed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arif Ahmed at J.P. Morgan Securities LLC , First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Arif Ahmed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC, First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Arif Ahmed  If you have questions about J.P. Morgan Securities LLC, First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Arif Ahmed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 29, 2024

Drew Reinhardt of Morgan Stanley

DID DREW MARTIN REINHARDT CAUSE YOU INVESTMENT LOSSES? Drew Reinhardt Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Drew Reinhardt Customer Complaints Drew Reinhardt has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Morgan Stanley or Drew Reinhardt’s alleged misconduct in favor of the investors.  The other customer dispute was denied by Morgan Stanley recently.  To date, the investor has not taken any further action. Allegations Against Drew Reinhardt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Drew Reinhardt Red Flags & Your Rights As An Investor Of course, Drew Reinhardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Drew Reinhardt at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Drew Reinhardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Drew Reinhardt  If you have questions about Morgan Stanley and/or Drew Reinhardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2024

Patrick Tantoco of Osaic Wealth, Inc

DID PATRICK TANTOCO CAUSE YOU INVESTMENT LOSSES? Patrick Tantoco Of Osaic Wealth, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Tantoco Customer Complaints Patrick Tantoco has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have proceeded to FINRA arbitration proceedings against Independent Financial Group for Patrick Tantoco’s alleged misconduct and are still pending. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Tantoco Red Flags & Your Rights As An Investor Of course, Patrick Tantoco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Tantoco at Osaic Wealth, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Tantoco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Patrick Tantoco  If you have questions about Osaic Wealth, Inc., MML Investors Services, LLC and/or Patrick Tantoco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2024

Vincent Virga formerly with Madison Avenue Securities, LLC

DID VINCENT ANTHONY VIRGA CAUSE YOU INVESTMENT LOSSES? Vincent Virga Formerly With Madison Avenue Securities, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Vincent Virga Customer Complaints Vincent Virga has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Five of those customer complaints were settled by Madison Avenue Securities for Vincent Virga’s alleged misconduct in favor of the investors.  There is currently one FINRA arbitration proceeding, that is still pending against Madison Avenue Securities with the adviser’s alleged misconduct. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Vincent Virga Red Flags & Your Rights As An Investor Of course, Vincent Virga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Virga at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Vincent Virga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Vincent Virga  If you have questions about Madison Avenue Securities, LLC and/or Vincent Virga and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2024

Louis Wargo of Osaic Wealth, Inc

DID LOUIS MARTIN WARGO CAUSE YOU INVESTMENT LOSSES? Louis Wargo Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Louis Wargo Customer Complaints Louis Wargo has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints evolved into FINRA arbitration proceedings against FSC Securities Corp., and they were settled in favor of the investor.  Louis Wargo’s employers denied two other customer complaints, and the investors took no further action.  There is currently one customer complaint that evolved into a FINRA arbitration proceeding that is pending against FSC Securities Corporation for Louis Wargo’s alleged misconduct. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Louis Wargo Red Flags & Your Rights As An Investor Of course, Louis Wargo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Wargo at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Louis Wargo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Louis Wargo  If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Louis Wargo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2024

Anne Whelan of Wells Fargo Clearing Services, LLC

DID ANNE ELIZABETH WHELAN CAUSE YOU INVESTMENT LOSSES? Anne Whelan Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Anne Whelan Customer Complaints Anne Whelan has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Wells Fargo Advisors and the investor took no further action.  The other customer complaint filed against the same brokerage firm for Anne Whelan’s alleged misconduct is still pending. Allegations Against Anne Whelan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anne Whelan Red Flags & Your Rights As An Investor Of course, Anne Whelan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anne Whelan at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Anne Whelan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Anne Whelan  If you have questions about Wells Fargo Clearing Services, LLC and/or Anne Whelan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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