Feb 22, 2023

Joel Burstein, Jr. formerly with Raymond James & Associates, Inc.

DID JOEL NATHAN BURSTEIN JR CAUSE YOU INVESTMENT LOSSES? Joel Burstein, Jr. Formerly With Raymond James & Associates, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Joel Burstein, Jr. Customer Complaints Joel Burstein, Jr. has been the subject of 8 customer complaints that we know about to recover investment losses. It appears that the customer complaints arose out of the same facts and circumstances resulting in the injunction. Notwithstanding, Raymond James denied and/or the customers withdrew all 8 customer complaints for reasons that were not explained in the public records. Allegations Against Joel Burstein, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joel Burstein, Jr.  Red Flags & Your Rights As An Investor Of course, Joel Burstein, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Burstein, Jr. at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joel Burstein, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Joel Burstein, Jr. If you have questions about Raymond James & Associates, Inc. and/or Joel Burstein, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2023

Jonathan Best of Raymond James Financial Services, Inc.

DID JONATHAN EARL BEST CAUSE YOU INVESTMENT LOSSES? Jonathan Best Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jonathan Best Customer Complaint Jonathan Best has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and unauthorized trading. Raymond James Financial Services settled the customer complaint in favor of the investor for $275,000. Jonathan Best Red Flags & Your Rights As An Investor Of course, Jonathan Best did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Best at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Best has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Jonathan Best If you have questions about Raymond James Financial Services, Inc. and/or Jonathan Best and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 16, 2023

Joey Ma formerly with Velox Clearing LLC

DID JOEY MA CAUSE YOU INVESTMENT LOSSES? Joey Ma Formerly With Velox Clearing LLC and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Joey Ma Customer Complaint Joey Ma has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative withdrew funds from his bank account for his personal use. The customers lawsuit filed in Los Angeles County California is still pending. Joey Ma Red Flags & Your Rights As An Investor Of course, Joey Ma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joey Ma at Velox Clearing LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joey Ma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Velox Clearing LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Velox Clearing LLC Due To Joey Ma If you have questions about Velox Clearing LLC, J.P. Morgan Securities LLC and/or Joey Ma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 15, 2023

Joe Doggett of Money Concepts Capital Corp.

DID JOE CARROLL DOGGETT CAUSE YOU INVESTMENT LOSSES? Joe Doggett Of Money Concepts Capital Corp. And Formerly With Grove Point Investments, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Joe Doggett Customer Complaints Joe Doggett has been the subject of 6 customer complaints that we know about to recover investment losses. Three of those complaints were settled in favor of the investors. The other 3 were denied and the customers took no further action. Allegations Against Joe Doggett A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joe Doggett Red Flags & Your Rights As An Investor Of course, Joe Doggett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Doggett at Money Concepts Capital Corp. and Grove Point Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Doggett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. and Grove Point Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To Joe Doggett If you have questions about Money Concepts Capital Corp., Grove Point Investments, LLC and/or Joe Doggett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 13, 2023

Jennifer Kim of SEIA

DID JENNIFER KIM CAUSE YOU INVESTMENT LOSSES? Jennifer Kim Of SEIA Has A Customer Complaint For Alleged Broker Misconduct Jennifer Kim Customer Complaint Jennifer Kim has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions. The customer dispute was settled by Royal Alliance Associates for the full amount demanded by investor. Jennifer Kim Red Flags & Your Rights As An Investor Of course, Jennifer Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Kim at SEIA on alert to review carefully the activity and performance of their accounts and question whether Jennifer Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SEIA also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SEIA Due To Jennifer Kim If you have questions about SEIA and/or Jennifer Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2023

Jeffrey Duncan formerly with Ausdal Financial Partners, Inc.

DID JEFFREY ROBERT DUNCAN CAUSE YOU INVESTMENT LOSSES? Jeffrey Duncan Formerly With Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Duncan Customer Complaint Jeffrey Duncan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of oil and gas limited partnership interests. Ausdal Financial Partners settled the customer dispute in favor of the investor for Jeffrey Duncan’s alleged misconduct. Jeffrey Duncan Red Flags & Your Rights As An Investor Of course, Jeffrey Duncan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Duncan at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Duncan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc.  Due To Jeffrey Duncan If you have questions about Ausdal Financial Partners, Inc. and/or Jeffrey Duncan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2023

Jeffrey Dillman of Money Management Advisory Inc.

DID JEFFREY HOWARD DILLMAN CAUSE YOU INVESTMENT LOSSES? Jeffrey Dillman Of Money Management Advisory Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Dillman of Money Management Advisory Inc.? Jeffrey Dillman (CRD #2515858) who is currently registered with Money Management Advisory Inc. and located in Feasterville, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Money Management Advisory Inc., Jeffrey Dillman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Dillman Customer Complaint Jeffrey Dillman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, common-law fraud, breach of fiduciary duty, in violation of Pennsylvania Unfair Trade Practices and Consumer Protection statute. Jeffrey Dillman’s employer Money Management Advisory settled the customer dispute in favor of the investor. Jeffrey Dillman Red Flags & Your Rights As An Investor Of course, Jeffrey Dillman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Dillman at Money Management Advisory Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Dillman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Management Advisory Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Management Advisory Inc. Due To Jeffrey Dillman If you have questions about Money Management Advisory Inc. and/or Jeffrey Dillman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Killeen of Stifel, Nicolaus & Company Incorporated

DID JAMES CHARLES KILLEEN CAUSE YOU INVESTMENT LOSSES? James Killeen Of Stifel, Nicolaus & Company Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is James Killeen of Stifel, Nicolaus & Company Incorporated? James Killeen (CRD #2666093) who is currently registered with Stifel, Nicolaus & Company Incorporated and located in Pasadena, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company Incorporated, James Killeen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Killeen Customer Complaint James Killeen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose risks associated with purchase of a security. James Killeen’s employer denied the complaint and today, the customer has not taken any further action. James Killeen Red Flags & Your Rights As An Investor Of course, James Killeen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Killeen at Stifel, Nicolaus & Company Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Killeen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Incorporated Due To James Killeen If you have questions about Stifel, Nicolaus & Company Incorporated and/or James Killeen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Wagner of LPL Financial LLC

DID JAMES BRUCE WAGNER CAUSE YOU INVESTMENT LOSSES? James Wagner Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is James Wagner of LPL Financial LLC? James Wagner (CRD #1485336) who is currently registered with LPL Financial LLC and located in New Albany, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, James Wagner was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Wagner Customer Complaint James Wagner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor’s delay in settling a deceased client’s accounts caused damages. The complaint was settled in favor of the investor. James Wagner Red Flags & Your Rights As An Investor Of course, James Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Wagner at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether James Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Wagner If you have questions about LPL Financial LLC, Waddell & Reed and/or James Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2023

Jake Fruge of PFS Investments Inc.

DID JAKE LOUIS FRUGE CAUSE YOU INVESTMENT LOSSES? Jake Fruge Of PFS Investments Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jake Fruge of PFS Investments Inc.? Jake Fruge (CRD #6187396) who is currently registered with PFS Investments Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to PFS Investments Inc., Jake Fruge was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jake Fruge Customer Complaints Jake Fruge has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled in favor of the investors. Allegations Against Jake Fruge A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jake Fruge Red Flags & Your Rights As An Investor Of course, Jake Fruge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jake Fruge at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Jake Fruge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc.  Due To Jake Fruge If you have questions about PFS Investments Inc.  and/or Jake Fruge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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