Jun 15, 2023

Robert Ford of Maxim Group LLC

DID ROBERT PATRICK FORD CAUSE YOU INVESTMENT LOSSES? Robert Ford Of Maxim Group LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Ford Customer Complaint Robert Ford has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not follow instructions to liquidate the client’s entire portfolio in a timely manner. Maxim Group settled the customer complaint favorably with the investor. Robert Ford Red Flags & Your Rights As An Investor Of course, Robert Ford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ford at Maxim Group LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Ford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Maxim Group LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Maxim Group LLC Due To Robert Ford If you have questions about Maxim Group LLC and/or Robert Ford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Paul Murphy of Calton & Associates, Inc.

DID PAUL WILLIAM MURPHY CAUSE YOU INVESTMENT LOSSES? Paul Murphy Of Calton & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Paul Murphy Customer Complaints Paul Murphy has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors by Calton and Associates and/or Newport Coast Securities in favor of the investors. The other customer complaint is still pending against Calton and Associates in a FINRA arbitration proceeding. Allegations Against Paul Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Murphy Red Flags & Your Rights As An Investor Of course, Paul Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Murphy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Paul Murphy If you have questions about Calton & Associates, Inc. and/or Paul Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2023

Niraj Bhanderi of Performance Trust Capital Partners, LLC

DID NIRAJ M BHANDERI CAUSE YOU INVESTMENT LOSSES? Niraj Bhanderi Of Performance Trust Capital Partners, LLC Has A Customer Complaint For Alleged Broker Misconduct Niraj Bhanderi Customer Complaint Niraj Bhanderi has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment manager fraudulently overstated the value of customers holdings. The state court action in New York New York is still pending. Niraj Bhanderi Red Flags & Your Rights As An Investor Of course, Niraj Bhanderi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Niraj Bhanderi at Performance Trust Capital Partners, LLC on alert to review carefully the activity and performance of their accounts and question whether Niraj Bhanderi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Performance Trust Capital Partners, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Performance Trust Capital Partners, LLC Due To Niraj Bhanderi If you have questions about Performance Trust Capital Partners, LLC and/or Niraj Bhanderi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2023

Michael Swenson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL PHILLIP SWENSON CAUSE YOU INVESTMENT LOSSES? Michael Swenson Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Michael Swenson Customer Complaint Michael Swenson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions of customer. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Michael Swenson Red Flags & Your Rights As An Investor Of course, Michael Swenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Swenson at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Swenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Swenson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Swenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Denny formerly with The Tidal Group, Inc.

DID MICHAEL LYN DENNY CAUSE YOU INVESTMENT LOSSES? Michael Denny Formerly With The Tidal Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Denny Customer Complaints Michael Denny has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer disputes were settled by the Title Group in favor of the investor. Michael Denny’s former employer denied the other customer complaint and to date, the customer is not taken any further action. Allegations Against Michael Denny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Denny Red Flags & Your Rights As An Investor Of course, Michael Denny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Denny at The Tidal Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Denny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Tidal Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Tidal Group, Inc. Due To Michael Denny If you have questions about The Tidal Group, Inc. and/or Michael Denny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Corrigan of M Holdings Securities, Inc.

DID MICHAEL EDWARD CORRIGAN CAUSE YOU INVESTMENT LOSSES? Michael Corrigan Of M Holdings Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Corrigan Customer Complaint Michael Corrigan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to the Supplemental Employee Retirement Plan. The customer complaint is filed in court and pending. Michael Corrigan Red Flags & Your Rights As An Investor Of course, Michael Corrigan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Corrigan at M Holdings Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Corrigan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M Holdings Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At M Holdings Securities, Inc. Due To Michael Corrigan If you have questions about M Holdings Securities, Inc. and/or Michael Corrigan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew Bailey of MML Investors Services, LLC

DID MATTHEW R BAILEY CAUSE YOU INVESTMENT LOSSES? Matthew Bailey Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Matthew Bailey Customer Complaints Matthew Bailey has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by NYLIFE in favor of the investors. Allegations Against Matthew Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Bailey Red Flags & Your Rights As An Investor Of course, Matthew Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Bailey at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Matthew Bailey If you have questions about MML Investors Services, LLC and/or Matthew Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2023

Matan Frenkel of J.P. Morgan Securities LLC

DID MATAN MICHAEL FRENKEL CAUSE YOU INVESTMENT LOSSES? Matan Frenkel Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Matan Frenkel Customer Complaint Matan Frenkel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for alleged misappropriation of funds. J. P. Morgan Securities denied the customer complaint, and to date, the customer has not taken any further action. Matan Frenkel Red Flags & Your Rights As An Investor Of course, Matan Frenkel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matan Frenkel at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Matan Frenkel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Matan Frenkel If you have questions about J.P. Morgan Securities LLC and/or Matan Frenkel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Hein formerly with Morgan Stanley

DID MARK WELTE HEIN CAUSE YOU INVESTMENT LOSSES? Mark Hein Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mark Hein Customer Complaint Mark Hein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to liquidity of a direct investment. Morgan Stanley denied the customer complaint, and to date, no further action has been taken by the investor. Mark Hein Red Flags & Your Rights As An Investor Of course, Mark Hein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hein at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Hein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Hein If you have questions about Morgan Stanley and/or Mark Hein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Falter formerly with Investors Capital Corp.

DID MARK STEPHEN FALTER CAUSE YOU INVESTMENT LOSSES? Mark Falter Formerly With Investors Capital Corp. Has 5 Customer Complaints For Alleged Broker Misconduct Mark Falter Customer Complaints Mark Falter has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Mark Falter’s former employers in favor of the investors.  Only one of those complaints was denied and the customer took no further action. Allegations Against Mark Falter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Falter Red Flags & Your Rights As An Investor Of course, Mark Falter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Falter at Investors Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Mark Falter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Investors Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Investors Capital Corp. Due To Mark Falter If you have questions about Investors Capital Corp. and/or Mark Falter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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