Apr 7, 2025

Christopher Campbell of Raymond James Financial Services, Inc.  Reviews

DID CHRISTOPHER WILLIAM CAMPBELL CAUSE YOU INVESTMENT LOSSES? Christopher Campbell Of Raymond James Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Christopher Campbell Customer Complaints and Reviews Christopher Campbell has two disclosure events, both of which are pending customer disputes related to civil litigation as summarized below: Allegations Against Christopher Campbell Christopher Campbell Red Flags & Your Rights As An Investor Of course, Christopher Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Campbell at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Christopher Campbell If you have questions about Raymond James Financial Services, Inc. and/or Christopher Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2025

Trenton Whalen Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated FIRED

DID TRENTON KENNETH WHALEN CAUSE YOU INVESTMENT LOSSES? Trenton Whalen was fired from Merrill Lynch, Pierce, Fenner & Smith Incorporated on October 13, 2024, for failure to meet firm standards related to referrals Trenton Whalen Employment History and Termination Trenton Kenneth Whalen was a registered broker at Fifth Third Securities, Inc., from March 2018 to May 2021 followed by his most recent role with Merrill Lynch, Pierce, Fenner & Smith Incorporated, where he served as a Private Client Advisor II during his term from October 2023 to November 2024. Over his career, he passed three general industry/product exams, including the General Securities Representative Examination (Series 7) in October 2023 and March 2018, and one multi-state securities law exam (Series 66) in January 2024. Mr. Whalen’s employment with Merrill Lynch was terminated on October 31, 2024, following an internal investigation into a failure to meet firm standards related to handling referrals and entering into a financial arrangement with a client. Negative Disclosures Summary One reported disclosure event was noted: Trenton Whalen Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Trenton Whalen is a red flag which should put all current and former customers of Trenton Whalen at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Trenton Whalen engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Trenton Whalen If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Trenton Whalen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2025

Scott Wendelin of Wells Fargo Clearing Services, LLC Reviews

DID SCOTT EDWARD WENDELIN CAUSE YOU INVESTMENT LOSSES? Scott Wendelin Customer Complaints and Reviews Allegations Against Scott Wendelin The settled customer dispute against Scott Edward Wendelin included allegations of recommending unsuitable investments, resulting in a significant claimed loss of $495,000. Below are key points regarding the case: Scott Wendelin Red Flags & Your Rights As An Investor Of course, Scott Wendelin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Wendelin at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Wendelin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Scott Wendelin If you have questions about Wells Fargo Clearing Services, LLC and/or Scott Wendelin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2025

Eric Weiss Formerly With Fidelity Brokerage Services LLC FIRED

DID ERIC CHRISTOPHER WEISS CAUSE YOU INVESTMENT LOSSES? Eric Weiss was fired from Fidelity Brokerage Services LLC on November 14, 2024, following allegations of improper recording of customer interactions. Eric Weiss Employment History and Termination Eric Christopher Weiss has over 24 years of experience in the financial industry. Over his career, Weiss worked at multiple firms, most recently at Fidelity Brokerage Services LLC (2022–2024). Weiss’s employment history shows notable tenure at firms like TD Ameritrade (2016–2021) and Wooster Corthell Wealth Management (2012–2016). He has passed six exams, including the General Securities Representative (Series 7) and Uniform Combined State Law (Series 66) exams, and holds a Certified Financial Planner designation. He was terminated from Fidelity Brokerage Services following allegations of failing to meet requirements for recording certain customer interactions that affected compensation. He is not currently registered. Negative Disclosures Summary Eric Weiss Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Eric Weiss is a red flag which should put all current and former customers of Eric Weiss at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Weiss engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Eric Weiss If you have questions about Fidelity Brokerage Services LLC and/or Eric Weiss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2025

Nickolas Turk Formerly With Vanguard Marketing Corporation FIRED

DID NICKOLAS MAXWELL TURK CAUSE YOU INVESTMENT LOSSES? Nickolas Turk was fired from Vanguard Marketing Corporation in October 2024, following allegations of a violation of the firm’s Professional Conduct Policy. Nickolas Turk Employment History and Termination Nickolas Maxwell Turk was registered with one securities firm, Vanguard Marketing Corporation, from November 2021 to November 2024 as a registered broker. Before joining Vanguard, he worked in insurance sales and regional sales management during the years 2016 and 2021 He passed two general industry/product exams (SIE and Series 7) and one multi-state securities law exam (Series 66). However, he is not currently registered with any financial firm. Mr. Turk’s employment at Vanguard Marketing Corporation ended with a termination following an internal review where it was determined that he had performed fiduciary activities for an immediate family member who was a Vanguard client. The firm found that these activities were not in the best interest of the family members and violated Vanguard’s Professional Conduct Policy. Negative Disclosures Summary The FINRA report identifies one disclosure event Nickolas Turk Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Nickolas Turk is a red flag which should put all current and former customers of Nickolas Turk Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Nickolas Turk engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Nickolas Turk If you have questions about Vanguard Marketing Corporation and/or Nickolas Turk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2025

Thao Tran Formerly With Farmers Financial Solutions, LLC, FIRED

DID THAO MINH TRAN CAUSE YOU INVESTMENT LOSSES? Thao Tran was fired from Farmers Financial Solutions, LLC, on January 7, 2025, due to allegations related to violation of improper insurance-related business practices. Thao Tran Employment History and Termination Thao Minh Tran has been in the securities and insurance industry for approximately five years. He was registered with Farmers Financial Solutions LLC from December 2020 to January 2025. In addition to his securities work, Tran has experience as an insurance agent with Farmers Insurance Group and previously worked as a director at Aerotec Machine Inc. His industry credentials include Series 6 (Investment Company Products/Variable Contracts Representative) and Series 63 (Uniform Securities Agent State Law Exam) and one multi-state securities law exam. However, he has no principal/supervisory qualifications and is not currently registered with any brokerage firm. Thao Minh Tran was discharged from Farmers Financial Solutions, LLC on January 7, 2025. His termination was due to allegations of misconduct, including applying Senior Defensive Driver discounts to auto policies without the required supporting documentation; sending policy-related documents to a staff member’s email instead of the client’s email via DocuSign; making post-bind changes to driver information across four different customer households. Negative Disclosures Summary One negative disclosure was noted: Thao Tran Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Thao Tran is a red flag which should put all current and former customers of Thao Tran at Farmers Financial Solutions, LLC, on alert to review carefully the activity and performance of their accounts and question whether Thao Tran engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC,  Due To Thao Tran If you have questions about Farmers Financial Solutions, LLC, and/or Thao Tran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2025

Francesco Traina of Raymond James Financial Services, Inc.  Reviews

DID FRANCESCO TRAINA CAUSE YOU INVESTMENT LOSSES? Francesco Traina Customer Complaints and Reviews One disclosure appeared on Traina’s BrokerCheck record: Allegations Against Francesco Traina Francesco Traina Red Flags & Your Rights As An Investor Of course, Francesco Traina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francesco Traina at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Francesco Traina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Francesco Traina If you have questions about Raymond James Financial Services, Inc. and/or Francesco Traina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2025

James Tighe Formerly With Morgan Stanley FIRED

DID JAMES FREDRICK TIGHE CAUSE YOU INVESTMENT LOSSES? James Tighe was fired from Morgan Stanley in December 2024 for conducting activities without firm-approved authorization. James Tighe Employment History and Termination Negative Disclosures Summary One negative disclosure is listed below: James Tighe Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Tighe is a red flag which should put all current and former customers of James Tighe at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Tighe engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Tighe If you have questions about Morgan Stanley and/or James Tighe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2025

Vipul Talati of Wells Fargo Clearing Services, LLC Reviews

DID VIPUL KRISHNAKANT TALATI CAUSE YOU INVESTMENT LOSSES? Vipul Talati Customer Complaints and Reviews There is one pending customer dispute reported in Talati’s BrokerCheck record: Allegations Against Vipul Talati One disclosure of Employment Termination: Vipul Talati Red Flags & Your Rights As An Investor Of course, Vipul Talati did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vipul Talati at Wells Fargo Clearing Services, LLC, on alert to review carefully the activity and performance of their accounts and question whether Vipul Talati has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Vipul Talati If you have questions about Wells Fargo Clearing Services, LLC and/or Vipul Talati and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2025

George Stratis Formerly With TD Securities (USA) LLC FIRED

DID GEORGE STRATIS CAUSE YOU INVESTMENT LOSSES? George Stratis was fired from TD Securities (USA) LLC In November 2024, following allegations related to a personal bank account transaction. George Stratis Employment History and Termination George Stratis has a professional career spanning over 25 years in the securities industry. He was most recently active in Toronto, Canada, as a registered representative TD Securities Inc. (2000–2024). His previous registrations were with Credit Suisse First Boston Corporation in New York (2000), and Nesbitt Burns Securities Ltd. In Toronto, Ontario (1998–1999). He passed four professional exams, including the General Securities Principal Examination (Series 24). George Stratis was discharged from TD Securities Inc. on November 1, 2024. Information shows that his termination was linked to an irregular transaction involving his personal bank account. According to reports, a bank customer transferred a significant sum into his account, stating it was a loan. Negative Disclosures Summary One disclosure of Employment Termination: George Stratis Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of George Stratis is a red flag which should put all current and former customers of George Stratis at TD Securities (USA) LLC on alert to review carefully the activity and performance of their accounts and question whether George Stratis engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Securities (USA) LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At TD Securities (USA) LLC Due To George Stratis If you have questions about TD Securities (USA) LLC and/or George Stratis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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