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Nicholas Ignatowski Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Nicholas Ignatowski of LPL Financial LLC?

Nicholas Ignatowski

Nicholas Ignatowski (CRD #2409399) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Milwaukee, Wisconsin, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Nicholas Ignatowski was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Nicholas Ignatowski Customer Complaints

Nicholas Ignatowski has been the subject of 2 customer complaints that we know about to recover investment losses. One arbitration claim is still pending. Another claim was denied by the advisor’s former employer and to date, the customer has not taken any further action.

Allegations Against Nicholas Ignatowski

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of the features of variable annuity contracts offered and sold to investor.
  • Failure to disclose all fees and surrender charges in connection with the variable annuity contracts.

Nicholas Ignatowski Red Flags & Your Rights As An Investor

Of course, Nicholas Ignatowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Ignatowski at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Ignatowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Nicholas Ignatowski

If you have questions about LPL Financial LLC and/or Nicholas Ignatowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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