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Michael Haley Of LPL Financial LLC And Formerly With National Planning Corporation Has A Customer Complaint For Alleged Broker Misconduct

Who is Michael Haley of LPL Financial LLC?

Michael Haley

Michael Haley (CRD #1784225) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Stockton, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Michael Haley was associated with National Planning Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Michael Haley Customer Complaint

Michael Haley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendations of a REIT, business development company and private placement investments were too risky in light a client’s investment objectives and financial condition. LPL Financial denied the customer complaint and, to date, the customer is not taking any further action.

Michael Haley Red Flags & Your Rights As An Investor

Of course, Michael Haley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Haley at LPL Financial LLC and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Haley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

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File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Haley

If you have questions about LPL Financial LLC, National Planning Corporation and/or Michael Haley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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