DID MARK ALAN HAENNY CAUSE YOU INVESTMENT LOSSES?
Mark Haenny Of LPL Financial LLC And Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Mark Haenny Customer Complaints
Mark Haennyhas been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor. The other customer complaint was settled by First Allied Securities in favor of the investor.
Allegations Against Mark Haenny
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations in breach of advisors fiduciary duty and negligence.
- Unauthorized sale of equity positions from account.
Mark Haenny Red Flags & Your Rights As An Investor
Of course, Mark Haenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Haenny at LPL Financial LLC and Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Haenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Haenny
If you have questions about LPL Financial LLC, Cetera Advisors LLC and/or Mark Haenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.