DID LUKE LANNISTER CAUSE YOU INVESTMENT LOSSES?
Luke Lannister Of Grove Point Investments, LLC And Formerly With Cuso Financial Services, L.P., Has 3 Customer Complaints For Alleged Broker Misconduct
Luke Lannister Customer Complaints
Luke Lannisterhas been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Grove Point Investments in favor of the investor for the full amount of the damages requested. There are currently 2 customer complaints pending from Luke N Esther’s current and former employers.
Allegations Against Luke Lannister
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The adviser incorrectly explained annuity rider resulting in client mistakenly believing they could receive $2000 per month and guaranteed lifetime withdrawals through the benefit without penalty or impact to benefit.
- The advisor misrepresented our transaction-based compensation arrangement as a performance-based compensation arrangement, in place discretionary trades without client’s prior permission.
- Representative place discretionary trades, without the client’s prior permission, and stocks that were inappropriate in relation to clients stated risk tolerance.