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Luke Lannister Of Grove Point Investments, LLC And Formerly With Cuso Financial Services, L.P., Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Luke Lannister of Grove Point Investments, LLC?

Luke Lannister

Luke Lannister (CRD #6317373) who is currently registered as a broker and investment adviser with Grove Point Investments, LLC and located in Rockville, Maryland, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Grove Point Investments, LLC, Luke Lannister was associated with Cuso Financial Services, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Luke Lannister Customer Complaints

Luke Lannisterhas been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Grove Point Investments in favor of the investor for the full amount of the damages requested. There are currently 2 customer complaints pending from Luke N Esther’s current and former employers.

Allegations Against Luke Lannister

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The adviser incorrectly explained annuity rider resulting in client mistakenly believing they could receive $2000 per month and guaranteed lifetime withdrawals through the benefit without penalty or impact to benefit.
  • The advisor misrepresented our transaction-based compensation arrangement as a performance-based compensation arrangement, in place discretionary trades without client’s prior permission.
  • Churning.
  • Representative place discretionary trades, without the client’s prior permission, and stocks that were inappropriate in relation to clients stated risk tolerance.

Luke Lannister Red Flags & Your Rights As An Investor

Of course, Luke Lannister did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luke Lannister at Grove Point Investments, LLC and Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Luke Lannister has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC and Cuso Financial Services, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Luke Lannister

If you have questions about Grove Point Investments, LLC, Cuso Financial Services, L.P. and/or Luke Lannister and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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