Jan 6, 2024

Luke Lannister of Grove Point Investments, LLC

DID LUKE LANNISTER CAUSE YOU INVESTMENT LOSSES? Luke Lannister Of Grove Point Investments, LLC And Formerly With Cuso Financial Services, L.P., Has 3 Customer Complaints For Alleged Broker Misconduct Luke Lannister Customer Complaints Luke Lannisterhas been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Grove Point Investments in favor of the investor for the full amount of the damages requested. There are currently 2 customer complaints pending from Luke N Esther’s current and former employers. Allegations Against Luke Lannister A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luke Lannister Red Flags & Your Rights As An Investor Of course, Luke Lannister did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luke Lannister at Grove Point Investments, LLC and Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Luke Lannister has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC and Cuso Financial Services, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Luke Lannister If you have questions about Grove Point Investments, LLC, Cuso Financial Services, L.P. and/or Luke Lannister and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

Andrea Klipfel of Grove Point Investments, LLC

DID ANDREA RUTH KLIPFEL CAUSE YOU INVESTMENT LOSSES? Andrea Klipfel Of Grove Point Investments, LLC And Formerly With Independent Financial Group, LLC and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Andrea Klipfel Customer Complaints Andrea Klipfel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor the investor. The other customer complaint filed in a FINRA arbitration proceeding against Independent Financial Group for Andrea Klipfel’s alleged misconduct is still pending. Allegations Against Andrea Klipfel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrea Klipfel Red Flags & Your Rights As An Investor Of course, Andrea Klipfel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrea Klipfel at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrea Klipfel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Andrea Klipfel If you have questions about Grove Point Investments, LLC, Independent Financial Group, LLC, LPL Financial LLC and/or Andrea Klipfel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2023

John Tweardy, Jr. formerly with H. Beck, Inc.

DID JOHN TWEARDY JR CAUSE YOU INVESTMENT LOSSES? John Tweardy, Jr. Formerly With H. Beck, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Tweardy, Jr. Customer Complaints John Tweardy, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by H. Beck, Inc. in favor of the investors. Allegations Against John Tweardy, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Tweardy, Jr.  Red Flags & Your Rights As An Investor Of course, John Tweardy, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Tweardy, Jr. at H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Tweardy, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At H. Beck, Inc. Due To John Tweardy, Jr. If you have questions about H. Beck, Inc. and/or John Tweardy, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 15, 2023

Joe Doggett of Money Concepts Capital Corp.

DID JOE CARROLL DOGGETT CAUSE YOU INVESTMENT LOSSES? Joe Doggett Of Money Concepts Capital Corp. And Formerly With Grove Point Investments, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Joe Doggett Customer Complaints Joe Doggett has been the subject of 6 customer complaints that we know about to recover investment losses. Three of those complaints were settled in favor of the investors. The other 3 were denied and the customers took no further action. Allegations Against Joe Doggett A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joe Doggett Red Flags & Your Rights As An Investor Of course, Joe Doggett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Doggett at Money Concepts Capital Corp. and Grove Point Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Doggett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. and Grove Point Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To Joe Doggett If you have questions about Money Concepts Capital Corp., Grove Point Investments, LLC and/or Joe Doggett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Lester of H. Beck

DID ROBERT WILLIS LESTER CAUSE YOU INVESTMENT LOSSES? Robert Lester Of H. Beck And Formerly With Waddell & Reed Has 4 Customer Complaints For Alleged Broker Misconduct Who is Robert Lester of H. Beck? Robert Lester (CRD #1831092) who is currently registered with H. Beck and located in Wellington, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to H. Beck, Robert Lester was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Lester Customer Complaints Robert Lester has been the subject of 4 customer complaints that we know about. All of Robert Lester’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Lester A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged the facts regarding the investment were misrepresented by Robert Lester. Client alleged that Robert Lester misrepresented the risks and fees associated with an investment in a variable annuity. Client claimed losses resulting from unsuitable annuity riders sold by by Robert Lester. Customer alleged in writing that brokers James Vanputtenvink and Robert Lester purchased a fixed annuity for $195,000 without his authorization. Customer also alleged the brokers sold his preferred stocks without his authorization to fund the purchase of the annuity. Robert Lester Red Flags & Your Rights As An Investor Of course, Robert Lester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Lester at H. Beck and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Robert Lester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at H. Beck and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At H. Beck Due To Robert Lester If you have questions about H. Beck, Waddell & Reed, and/or Robert Lester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Kurtz of H. Beck

DID THOMAS KURTZ CAUSE YOU INVESTMENT LOSSES? Thomas Kurtz Formerly With H. Beck, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Thomas Kurtz formerly with H. Beck, Inc.? Thomas Kurtz (CRD #1341275) who was formerly registered with H. Beck, Inc. and located in Grand Blanc, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Thomas Kurtz Customer Complaint Thomas Kurtz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the client’s portfolio was over-concentrated in unsuitable investments that were inconsistent with client’s investment objectives and risk tolerance. Thomas Kurtz’s customer complaint was settled in favor of investors. Thomas Kurtz Red Flags & Your Rights As An Investor Of course, Thomas Kurtz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kurtz at H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kurtz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At H. Beck, Inc. Due To Thomas Kurtz If you have questions about H. Beck, Inc. and/or Thomas Kurtz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Gwynn of H. Beck, Inc.

DID DAVID FOOTE GWYNN CAUSE YOU INVESTMENT LOSSES? David Gwynn of H. Beck, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is David Gwynn of H. Beck, Inc.? David Gwynn (CRD #232599) who is currently registered with H. Beck, Inc. and located in Victor, New York is a subject of one of our many securities industry sales practice abuse investigations. David Gwynn Customer Complaint David Gwynn has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges an unsuitable recommendation in a Real Estate Investment Trust. David Gwynn’s customer complaint was denied and the customers did not take any further action. David Gwynn Red Flags & Your Rights As An Investor Of course, David Gwynn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Gwynn at H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Gwynn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At H. Beck, Inc. Due To David Gwynn If you have questions about H. Beck, Inc. and/or David Gwynn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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