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Kevin Todd Canterbury formerly with Coastal Equities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Kevin T. Canterbury formerly with Coastal Equities, Inc.?

Kevin Canterbury (CRD #4939385) who was formerly registered with Coastal Equities, Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Coastal Equities, Inc., Kevin Canterbury was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Coastal Equities, Inc. Broker Misconduct

In his career, Kevin Canterbury has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last two years to recover investment losses. One of Kevin Canterbury’s 4 customer complaints was settled in favor of investors. There are currently 3 pending customer complaints filed against Kevin Canterbury’s former employer Coastal Equities, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Kevin Canterbury

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimant alleges that the financial advisor made unsuitable recommendation of alternative investments in real estate.
  • Claimants allege that Kevin Canterbury made unsuitable recommendations of alternative investment in the real estate sector.
  • Claimant alleges that financial advisor made unsuitable recommendations in private placements.

Kevin Canterbury Red Flags & Your Rights As An Investor

Of course, Kevin Canterbury did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Canterbury at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Canterbury has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Coastal Equities, Inc.

If you have questions about Coastal Equities, Inc. and/or Kevin Canterbury and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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