Aug 28, 2023

Luke Johnson formerly with Coastal Equities, Inc.

DID LUKE MICHAEL JOHNSON CAUSE YOU INVESTMENT LOSSES? Luke Johnson Formerly With Coastal Equities, Inc. Has 25 Customer Complaints For Alleged Broker Misconduct Luke Johnson Customer Complaints Luke Johnson has been the subject of 25 customer complaints that we know about to recover investment losses. Twenty of the customer complaints were settled in the investor’s favor. Two customer complaints were denied and the investors took no further action. There are 3 customer complaints still pending and FINRA arbitration proceedings. Allegations Against Luke Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luke Johnson Red Flags & Your Rights As An Investor Of course, Luke Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luke Johnson at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Luke Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. Due To Luke Johnson If you have questions about Coastal Equities, Inc. and/or Luke Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 23, 2023

Ray Gallette formerly with Coastal Equities, Inc.

DID RAY DON GALLETTE CAUSE YOU INVESTMENT LOSSES? Ray Gallette Formerly With Coastal Equities, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Ray Gallette Customer Complaints Ray Gallette has been the subject of 7 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Coastal Equities in favor of the investors. There are currently 5 other FINRA arbitration proceedings pending against Coastal Equities for Ray Gallette’s alleged misconduct. Allegations Against Ray Gallette A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ray Gallette Red Flags & Your Rights As An Investor Of course, Ray Gallette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Gallette at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ray Gallette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. Due To Ray Gallette If you have questions about Coastal Equities, Inc. and/or Ray Gallette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kevin Canterbury of Coastal Equities Inc

DID KEVIN TODD CANTERBURY CAUSE YOU INVESTMENT LOSSES? Kevin Todd Canterbury formerly with Coastal Equities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Kevin T. Canterbury formerly with Coastal Equities, Inc.? Kevin Canterbury (CRD #4939385) who was formerly registered with Coastal Equities, Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Coastal Equities, Inc., Kevin Canterbury was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Coastal Equities, Inc. Broker Misconduct In his career, Kevin Canterbury has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last two years to recover investment losses. One of Kevin Canterbury’s 4 customer complaints was settled in favor of investors. There are currently 3 pending customer complaints filed against Kevin Canterbury’s former employer Coastal Equities, Inc. for investment losses caused by his alleged misconduct. Allegations Against Kevin Canterbury A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleges that the financial advisor made unsuitable recommendation of alternative investments in real estate. Claimants allege that Kevin Canterbury made unsuitable recommendations of alternative investment in the real estate sector. Claimant alleges that financial advisor made unsuitable recommendations in private placements. Kevin Canterbury Red Flags & Your Rights As An Investor Of course, Kevin Canterbury did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Canterbury at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Canterbury has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. If you have questions about Coastal Equities, Inc. and/or Kevin Canterbury and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

William McLaughlin of Coastal Equities, Inc.

DID WILLIAM JOHN MCLAUGHLIN JR CAUSE YOU INVESTMENT LOSSES? William John McLaughlin Jr formerly with Coastal Equities, Inc. Has 4 Customer Complaints for Alleged Broker Misconduct in the Past Year Who is William J. McLaughlin Jr formerly with Coastal Equities, Inc.? William McLaughlin (CRD #1014583) who was formerly registered with Coastal Equities, Inc. and located in Wall, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Coastal Equities, Inc., William McLaughlin was associated with 12 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Coastal Equities, Inc. Broker Misconduct In his career, William McLaughlin has been the subject of 4 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. One of William McLaughlin’s 4 customer complaints was settled in favor of investors. There are currently 3 pending customer complaints filed against William McLaughlin’s former employer Coastal Equities, Inc. for investment losses caused by his alleged misconduct. Allegations Against William McLaughlin A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges breach of fiduciary duty, and that the advisor made unsuitable recommendations in a portfolio, material misrepresentations in connection with direct investments and limited partnership interests. The claimant alleges that unsuitable investment recommendations were made to him in his advisory account. The claimant alleges that unsuitable investment recommendations in the real estate sector were made to her in her advisory account William McLaughlin Red Flags & Your Rights as An Investor Of course, William McLaughlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of William McLaughlin at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether William McLaughlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. If you have questions about Coastal Equities, Inc. and/or William McLaughlin and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Noah Wertheimer of Coastal Equities

DID NOAH D. WERTHEIMER CAUSE YOU INVESTMENT LOSSES? Noah Wertheimer Of Coastal Equities, Coastal Investment Advisors And Formerly With J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Noah Wertheimer of Coastal Equities? Noah Wertheimer (CRD #4907880) who is currently registered with Coastal Equities, Coastal Investment Advisors and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Coastal Equities and Coastal Investment Advisors, Noah Wertheimer was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Noah Wertheimer Customer Complaints Noah Wertheimer has been the subject of 2 customer complaints that we know about. Both of Noah Wertheimer’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Noah Wertheimer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged poor recommendation/poor advice regarding managed account investment by Noah Wertheimer. Customer alleged Noah Wertheimer solicited investments on behalf of his spouse’s business. Noah Wertheimer Red Flags & Your Rights As An Investor Of course, Noah Wertheimer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Noah Wertheimer at Coastal Equities, Coastal Investment Advisors and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Noah Wertheimer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Coastal Investment Advisors and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Coastal Equities Due To Noah Wertheimer If you have questions about Coastal Equities, Coastal Investment Advisors, J.P. Morgan Securities, and/or Noah Wertheimer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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