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Kenneth Baize Of LPL Financial LLC And Formerly With American Equity Investment Corporation and Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct

Who is Kenneth Baize of LPL Financial LLC?

Kenneth Baize

Kenneth Baize (CRD #5713738) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Louisville, Kentucky, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Kenneth Baize was associated with American Equity Investment Corporation, Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Kenneth Baize Customer Complaint

Kenneth Baize has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to to disclose risks and features of $500,000 seven-year GWG L bond investment. The arbitration claim against Kenneth Baize’s former employer American Equity Investment Corporation is still pending.

Kenneth Baize Red Flags & Your Rights As An Investor

Of course, Kenneth Baize did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Baize at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Kenneth Baize has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kenneth Baize

If you have questions about LPL Financial LLC, American Equity Investment Corporation, Waddell & Reed and/or Kenneth Baize and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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