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Keith Dagostino Of Aegis Capital Corp Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Keith Dagostino of Aegis Capital Corp?

Keith Dagostino

Keith Dagostino (CRD #2837860) who is currently registered as a broker with Aegis Capital Corp and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp, Keith Dagostino was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Keith Dagostino Customer Complaints

Keith Dagostino has been the subject of 6 customer complaints that we know about to recover investment losses. Four customer complaints were settled by Aegis Capital Corp and his former employer. There are currently two FINRA arbitration proceeding still pending against Aegis Capital for Keith Dagostino’s alleged misconduct.

Allegations Against Keith Dagostino

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations involving equity listed common and preferred stocks.
  • Breach of fiduciary duty, negligence, common-law fraud, violation of Florida law, and unjust enrichment.
  • Suitability, misrepresentation and omissions of material facts, and breach of fiduciary duty related to private placement investments.
  • Poor performance and suitability issues.

Keith Dagostino Red Flags & Your Rights As An Investor

Of course, Keith Dagostino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Dagostino at Aegis Capital Corp on alert to review carefully the activity and performance of their accounts and question whether Keith Dagostino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Keith Dagostino

If you have questions about Aegis Capital Corp and/or Keith Dagostino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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