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Joseph McManus, III Of Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Joseph McManus, III of Pruco Securities, LLC?

Joseph McManus, III

Joseph McManus, III (CRD #6907731) who is currently registered as a broker and investment adviser with Pruco Securities, LLC and located in Southborough, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations.

Investment Losses? Let’s talk.

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Joseph McManus, III Customer Complaints

Joseph McManus, III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by Pruco Securities, LLC and so far, the investors have not taken any further action that has been reported.

Allegations Against Joseph McManus, III

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

  • Failure to disclose all facts regarding expenses and fees of an insurance replacement policy.
  • The adviser provided poor advice and caused his policies to lapse.

Joseph McManus, III Red Flags & Your Rights As An Investor

Of course, Joseph McManus, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph McManus, III at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph McManus, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Paul Meaney

If you have questions about Pruco Securities, LLC and/or Joseph McManus, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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