| Read Time: 2 minutes | National Securities Corp Complaints | News & Articles | Western International Securities Complaints |


John Koorey Formerly With Western International Securities, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct

Who is John Koorey formerly with Western International Securities, Inc.?

John Koorey

John Koorey (CRD #703117) who was formerly registered with Western International Securities, Inc. and located in Frederick, Maryland, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Western International Securities, Inc., John Koorey was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

John Koorey Customer Complaints

John Koorey has been the subject of 9 customer complaints that we know about to recover investment losses. All 9 customer complaints were settled by Western International Securities in favor of the investors.

Allegations Against John Koorey

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendations of a promissory note.
  • Offer and sale of unregistered securities.
  • Misrepresentations and omissions of material fact relating to investment in a promissory note.
  • Breach of fiduciary duty related to a recommendation of promissory note investment.
  • Fraud in connection with the offer and sale of promissory notes.

John Koorey Red Flags & Your Rights As An Investor

Of course, John Koorey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Koorey at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Koorey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To John Koorey

If you have questions about Western International Securities, Inc. and/or John Koorey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars