Oct 1, 2024

Jeffrey Higgins of Western International Securities, Inc. FIRED

DID JEFFREY THOMAS HIGGINS CAUSE YOU INVESTMENT LOSSES? Jeffrey Higgins Formerly With Western International Securities, Inc. was terminated on June 21, 2024, for after notifying the firm that he had been misappropriating client funds Jeffrey Higgins Employment History Jeffrey T. Higgins has extensive experience in the securities industry, spanning over two decades. He has been associated with two primary firms during his career. He worked with Financial West Group from April 1997 to August 2017 and then with Western International Securities, Inc. from August 2017 until June 2024, both based in Baker City, Oregon. Jeffrey has passed six industry exams, including four general industry/product exams and two multi-state securities law exams. However, he did not complete any principal/supervisory exams. As of the report date, he is not currently registered with any firm. Allegations Against Ross Fabregas Jeffrey T. Higgins has a total of nine negative disclosures on his record, including a regulatory action, customer disputes, and a termination. Below is a summary of these disclosures: Jeffrey Higgins Red Flags & Your Rights As An Investor Of course, Jeffrey Higgins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Jeffrey Higgins at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Higgins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Jeffrey Higgins If you have questions about Western International Securities, Inc. and/or Jeffrey Higgins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2024

Craig Johnson of Western International Securities, Inc. Reviews

DID CRAIG GORDON JOHNSON CAUSE YOU INVESTMENT LOSSES? Craig Johnson Western International Securities, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Craig Johnson Customer Complaints and Reviews Allegations Against Craig Johnson Craig Johnson Red Flags & Your Rights As An Investor Of course, Craig Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Johnson at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc.  Due To Craig Johnson If you have questions about Western International Securities, Inc. and/or Craig Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2024

Toni Iannarelli Of Western International Securities, Inc. Reviews

DID TONI LYNN IANNARELLI CAUSE YOU INVESTMENT LOSSES? Toni Iannarelli Customer Complaints and Reviews Toni Lynn Iannarelli has one disclosed customer dispute: Allegations Against Toni Iannarelli Toni Iannarelli Red Flags & Your Rights As An Investor Of course, Toni Iannarelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Toni Iannarelli at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Toni Iannarelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Toni Iannarelli If you have questions about Western International Securities, Inc. and/or Toni Iannarelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 10, 2024

David Karin of Western International Securities, Inc Reviews

DID DAVID WAYNE KARIN CAUSE YOU INVESTMENT LOSSES? David Karin Western International Securities, Inc Has 4 Customer Complaints For Alleged Broker Misconduct David Karin Customer Complaints and Reviews David W. Karin has several disclosed incidents: Allegations Against David Karin David Karin Red Flags & Your Rights As An Investor Of course, David Karin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Karin at Western International Securities, Inc on alert to review carefully the activity and performance of their accounts and question whether David Karin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc Due To David Karin  If you have questions about Western International Securities, Inc and/or David Karin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 25, 2024

Richard Case of Western International Securities, Inc. Reviews

DID RICHARD HOWARD CASE CAUSE YOU INVESTMENT LOSSES? Richard Case Customer Complaints and Reviews Allegations Against Richard Case Richard Case Red Flags & Your Rights As An Investor Of course, Richard Case did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Case at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Case has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc.  Due To Richard Case  If you have questions about Western International Securities, Inc. and/or Richard Case and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Hagop Nalbandian of Western International Securities, Inc

DID HAGOP JACK NALBANDIAN CAUSE YOU INVESTMENT LOSSES? Hagop Nalbandian Of Western International Securities, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Hagop Nalbandian Customer Complaints Hagop Nalbandian has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Five oh customer complaints were settled by Western International Securities and former employers for Hagop Nalbandian’s alleged misconduct in favor of the investors.  There is currently one customer complaint filed against Western International Securities as they evolved into a FINRA arbitration proceeding, that is still pending. Allegations Against Hagop Nalbandian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Hagop Nalbandian Red Flags & Your Rights As An Investor Of course, Hagop Nalbandian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hagop Nalbandian at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Hagop Nalbandian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Hagop Nalbandian  If you have questions about Western International Securities, Inc. and/or Hagop Nalbandian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

Joseph Tavano of J.P. Morgan Securities LLC

DID JOSEPH TAVANO CAUSE YOU INVESTMENT LOSSES? Joseph Tavano Of J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Tavano Customer Complaints Joseph Tavano has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by J.P. Morgan Securities and to date, the investors have not taken any further action. Allegations Against Joseph Tavano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Tavano Red Flags & Your Rights As An Investor Of course, Joseph Tavano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Tavano at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Tavano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Joseph Tavano  If you have questions about J.P. Morgan Securities LLC and/or Joseph Tavano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

Michael Silverman of Stifel Nicolaus & Company, Incorporated

DID MICHAEL WARD SILVERMAN CAUSE YOU INVESTMENT LOSSES? Michael Silverman Of Stifel Nicolaus & Company, Incorporated And Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Silverman Customer Complaints Michael Silverman has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints have been denied by Oppenheimer & Co. thus far, the investors have not taken any further action. Allegations Against Michael Silverman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Silverman Red Flags & Your Rights As An Investor Of course, Michael Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Silverman at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company, Incorporated Due To Michael Silverman  If you have questions about Stifel Nicolaus & Company, Incorporated, Oppenheimer & Co. Inc. and/or Michael Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

John Roda of Cambridge Investment Research, Inc

DID JOHN FRANCIS RODA CAUSE YOU INVESTMENT LOSSES? Gaylord Rohloff Of Western International Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Gaylord Rohloff Customer Complaints Gaylord Rohloff has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by the advisor’s current or former employers in favor of the investors.  The other customer complaint was denied by MML Investors Services, and the investor took no further action. Allegations Against Gaylord Rohloff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gaylord Rohloff Red Flags & Your Rights As An Investor Of course, Gaylord Rohloff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gaylord Rohloff at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gaylord Rohloff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Gaylord Rohloff  If you have questions about Western International Securities, Inc. and/or Gaylord Rohloff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2024

David Glienke of Western International Securities, Inc.

DID DAVID DEAN GLIENKE CAUSE YOU INVESTMENT LOSSES? David Glienke Of Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct David Glienke Customer Complaint David Glienke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of corporate debt known as GWG L bonds.  The FINRA arbitration proceeding was recently filed against Western International Securities for David Glienke’s alleged misconduct and is still pending. David Glienke Red Flags & Your Rights As An Investor Of course, David Glienke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Glienke at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Glienke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To David Glienke If you have questions about Western International Securities, Inc. and/or David Glienke and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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