DID JERRY LAWRENCE GOLDBLUM CAUSE YOU INVESTMENT LOSSES?
Jerry Goldblum Of Equitable Advisors, LLC And Formerly With Aegis Capital Corp. Has 2 Customer Complaints For Alleged Broker Misconduct
Jerry Goldblum Customer Complaints
Jerry Goldblum has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Jerry Goldblum’s former employers in favor of the investors.
Allegations Against Jerry Goldblum
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations in breach of fiduciary duty.
- Misrepresentation and breach of fiduciary duty.
Jerry Goldblum Red Flags & Your Rights As An Investor
Of course, Jerry Goldblum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Goldblum at Equitable Advisors, LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Jerry Goldblum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jerry Goldblum
If you have questions about Equitable Advisors, LLC, Aegis Capital Corp. and/or Jerry Goldblum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.