| Read Time: 2 minutes | LPL Financial Complaints |

DID JEANNE ANNE SUTTIE CAUSE YOU INVESTMENT LOSSES?

Jeanne Suttie Of LPL Financial And Formerly With National Planning Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jeanne Suttie of LPL Financial?

Jeanne Suttie (CRD #3192582) who is currently registered with LPL Financial and located in Long Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jeanne Suttie was associated with National Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jeanne Suttie Customer Complaints

Jeanne Suttie has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeanne Suttie’s 2 customer complaints was settled in favor of investors. One of Jeanne Suttie’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Jeanne Suttie

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client alleged that Jeanne Suttie persuaded her to purchase a life insurance policy, which was not an appropriate investment for her. In addition, she alleged that Jeanne Suttie did not provide full and fair disclosure of the product prior to the purchase.
  • The customer alleged misuse of customer funds and unjust enrichment by Jeanne Suttie.

Jeanne Suttie Red Flags & Your Rights As An Investor

Of course, Jeanne Suttie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeanne Suttie at LPL Financial and National Planning on alert to review carefully the activity and performance of their accounts and question whether Jeanne Suttie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and National Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Jeanne Suttie

If you have questions about LPL Financial, National Planning, and/or Jeanne Suttie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...