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Jay McIntyre Formerly With Pruco Securities, LLC and Principal Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Jay McIntyre of Pruco Securities, LLC?

Jay McIntyre (CRD #2604957) who was formerly registered with Pruco Securities, LLC and located in Franklin, Tennessee, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, Jay McIntyre was associated with Principal Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jay McIntyre Customer Complaints

Jay McIntyre has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by MetLife Securities in favor of the investor. The other 2 customer complaints were denied by Jay McIntyre’s former employers in the customers, to date, took no further action.

Allegations Against Jay McIntyre

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Products sold and delivered to customer were different than originally described.
  • Questionable signatures on variable annuity documentation.
  • Forgery of customer’s signature on several documents related to life insurance policy.

Jay McIntyre Red Flags & Your Rights As An Investor

Of course, Jay McIntyre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay McIntyre at Pruco Securities, LLC and Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jay McIntyre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Principal Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Jay McIntyre

If you have questions about Pruco Securities, LLC, Principal Securities, Inc. and/or Jay McIntyre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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