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Jason Rossi Of Aegis Capital Corp. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jason Rossi of Aegis Capital Corp.?

Jason Rossi (CRD #4384426) who is currently registered with Aegis Capital Corp. and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Jason Rossi was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jason Rossi Customer Complaints

Jason Rossi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Aegis Capital Corp. in favor of the investors. The other customer complaint was denied by Jason Rossi’s former employer Harrison Securities in the customer took no further action.

Allegations Against Jason Rossi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to place a stop loss order.
  • Unsuitable investment recommendations, and breach of fiduciary duty.

Jason Rossi Red Flags & Your Rights As An Investor

Of course, Jason Rossi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Rossi at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Jason Rossi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Jason Rossi

If you have questions about Aegis Capital Corp. and/or Jason Rossi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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