| Read Time: < 1 minute | PFS Investments Complaints |


Harjinder Sohal Of PFS Investments Has A Customer Complaint For Alleged Broker Misconduct

Who is Harjinder Sohal of PFS Investments?

Harjinder Sohal (CRD #2839146) who is currently registered with PFS Investments and located in Valley Stream, New York is a subject of one of our many securities industry sales practice abuse investigations.

Harjinder Sohal Customer Complaint

Harjinder Sohal has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that representative misrepresented the features of the variable annuity that she purchased. Harjinder Sohal’s customer complaint was settled in favor of the investors.

Harjinder Sohal Red Flags & Your Rights As An Investor

Of course, Harjinder Sohal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harjinder Sohal at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Harjinder Sohal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At PFS Investments Due To Harjinder Sohal

If you have questions about PFS Investments and/or Harjinder Sohal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars