Nov 6, 2024

Luis Jean-Bart Formerly With PFS Investments Inc., LLC

Luis Jean-Bart (CRD #5472965) has a background in the securities industry with a tenure spanning from 2009 to 2024. He has been associated with one firm, PFS Investments Inc., from September 2009 to February 2024. During this period, he passed three industry exams, including one principal/supervisory exam and two general industry/product exams. However, he did not pass any multi-state securities law exams. His registrations were primarily focused on investment-related roles, specifically dealing with products like investment company products and variable contracts. As of now, Luis S. Jean-Bart is not actively registered with any firm.

Keep Reading

May 12, 2024

Anthony Dorsey of PFS Investments Inc.  Reviews

Anthony Dorsey (CRD #3196293) , has been a registered broker since 1999, primarily with PFS Investments Inc. and Primerica Advisors in Rancocas, NJ. Despite a long tenure in the industry, his career has not been without issues. Dorsey is registered in 8 U.S. states and has passed two general industry/product exams and two state securities law exams, in addition to one principal/supervisory exam. The extent of his registration might initially imply a broad and versatile service capability, yet this is somewhat marred by a lack of further professional qualifications and a noticeable presence in only a handful of states. This limited geographical footprint and professional growth might raise questions about his ambition or capability in expanding his client base or expertise.

Keep Reading

Jan 24, 2023

Jake Fruge of PFS Investments Inc.

Jake Fruge Of PFS Investments Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mr. Fruge (CRD #6187396) who is currently registered with PFS Investments Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to PFS Investments Inc., Jake Fruge was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Keep Reading