DID GUY GREGORY CLEMENTE CAUSE YOU INVESTMENT LOSSES?
Guy Clemente Of Aegis Capital Corp. And Formerly With Andrew Garrett Inc. has 6 Customer Complaints For Alleged Broker Misconduct
Who is Guy Clemente of Aegis Capital Corp.?
Guy Clemente (CRD #1222597) who is currently registered as a broker and investment adviser with Aegis Capital Corp. and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Guy Clemente was associated with Andrew Garrett Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. During the course of Guy Clemente’s employment history, it has been the subject of 2 regulatory actions and 2 terminations of employment or alleged misconduct.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Guy Clemente Customer Complaints
Guy Clemente has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints evolved into any SD arbitration proceedings and awards against Guy Clemente’s former employers in favor of the investors for his alleged misconduct. The other customer complaint was settled in favor of the investor.
Allegations Against Guy Clemente
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized trading.
- Misrepresentation, unauthorized trading, and breach of fiduciary duty.
- Suitability and other account related misconduct.
- Unauthorized trading, unsuitable investment recommendations, fraud, and breach of fiduciary duty.
- Unauthorized trading, misrepresentation, and suitability issues related to investments made in customer’s account.
- Account related negligence, misrepresentation and omission of facts related to investments.
- Common law fraud, negligence, breach of fiduciary duty, misrepresentations, and failure to disclose, suitability and unauthorized trading in customer’s account.
Guy Clemente Red Flags & Your Rights As An Investor
Of course, Guy Clemente did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guy Clemente at Aegis Capital Corp. and Andrew Garrett Inc. on alert to review carefully the activity and performance of their accounts and question whether Guy Clemente has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and Andrew Garrett Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Guy Clemente
If you have questions about Aegis Capital Corp., Andrew Garrett Inc. and/or Guy Clemente and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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