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Gina Francisco Of LPL Financial LLC And Formerly With Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Gina Francisco of LPL Financial LLC?

Gina Francisco

Gina Francisco (CRD #4490144) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Ocala, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Gina Francisco was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Gina Francisco Customer Complaints

Gina Francisco has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were denied by LPL Financial and the investors took no further action. There is currently one customer complaint that was recently filed that is still pending review by LPL Financial for Gina Francisco’s alleged misconduct.

Allegations Against Gina Francisco

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of alternative investments.
  • Unsuitable recommendation of variable annuity contract.
  • Misrepresentations and unsuitable recommendations of mutual funds.

Gina Francisco Red Flags & Your Rights As An Investor

Of course, Gina Francisco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gina Francisco at LPL Financial LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Gina Francisco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gina Francisco

If you have questions about LPL Financial LLC, Cetera Investment Services LLC and/or Gina Francisco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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