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Gilbert Conrad Of Coastal Equities, Inc. And Formerly With Arkadios Capital and Independent Financial Group, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Gilbert Conrad of Coastal Equities, Inc.?

Gilbert Conrad (CRD #2746778) who is currently registered with Coastal Equities, Inc. and located in Lewiston, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Coastal Equities, Inc., Gilbert Conrad was associated with Arkadios Capital, Independent Financial Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Gilbert Conrad Customer Complaints

Gilbert Conrad has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by the brokerage firm J.P. Turner and Co. in favor of the investors.

Allegations Against Gilbert Conrad

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations of alternative investments.
  • Misrepresentation, fraud, unsuitable investment recommendations, negligence, violation of the Nebraska securities laws, and breach of fiduciary duty related to real estate tenant in common investments.

Gilbert Conrad Red Flags & Your Rights As An Investor

Of course, Gilbert Conrad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilbert Conrad at Coastal Equities, Inc. and formerly with Arkadios Capital and Independent Financial Group, LLC, on alert to review carefully the activity and performance of their accounts and question whether Gilbert Conrad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc., Arkadios Capital and Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. Due To Gilbert Conrad

If you have questions about Coastal Equities, Inc., Arkadios Capital, Independent Financial Group, LLC and/or Gilbert Conrad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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