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Frank Mastrosimone Pruco Securities, LLC And Formerly With Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Frank Mastrosimone of Pruco Securities, LLC?

Frank Mastrosimone (CRD #322615) who is registered with Pruco Securities, LLC and located in Basking Ridge, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, Frank Mastrosimone was associated with Royal Alliance Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Frank Mastrosimone Customer Complaint

Frank Mastrosimone has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the private investment fund recommended was inappropriate for the customer. The arbitration proceeding is currently pending. 

Frank Mastrosimone Red Flags & Your Rights As An Investor

Of course, Frank Mastrosimone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Mastrosimone at Pruco Securities LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Mastrosimone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Frank Mastrosimone

If you have questions about Pruco Securities, LLC, Royal Alliance Associates, Inc. and/or Frank Mastrosimone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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