DID EUGENE JAMES YELVERTON III CAUSE YOU INVESTMENT LOSSES?
Eugene Yelverton Of LPL Financial LLC And Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Eugene Yelverton of LPL Financial LLC?
Eugene Yelverton (CRD #2185387) who is currently registered with LPL Financial LLC and located in Ridgeland, Mississippi is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Eugene Yelverton was associated with Securities America, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Eugene Yelverton Customer Complaint
Eugene Yelverton has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable alternative investment recommendation. Eugene Yelverton’s customer complaint was settled in favor of the investor.
Eugene Yelverton Red Flags & Your Rights As An Investor
Of course, Eugene Yelverton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Yelverton at LPL Financial LLC and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eugene Yelverton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Eugene Yelverton
If you have questions about LPL Financial LLC, Securities America, Inc., and/or Eugene Yelverton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.