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Elliot Sherer Of Aegis Capital Corp. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Elliot Sherer of Aegis Capital Corp.?

Elliot Sherer (CRD #2719671) who is currently registered with Aegis Capital Corp. and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations.

Elliot Sherer Customer Complaints

Elliot Sherer has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of Elliot Sherer’s 3 customer complaints was settled in favor of the investor. One of Elliot Sherer’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Elliot Sherer’s current employer Aegis Capital Corp. for investment losses caused by the alleged misconduct.

Allegations Against Elliot Sherer

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitability, breach of contract, and breach of fiduciary duty.
  • Unsuitable investment recommendations related to common and preferred stocks.
  • Negligence and breach of fiduciary duty relating to common and preferred stocks.

Elliot Sherer Red Flags & Your Rights As An Investor

Of course, Elliot Sherer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elliot Sherer at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Elliot Sherer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Elliot Sherer

If you have questions about Aegis Capital Corp. and/or Elliot Sherer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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