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Efrain Trujillo Formerly With Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Efrain Trujillo formerly with Western International Securities, Inc.?

Efrain Trujillo

Efrain Trujillo (CRD #3106482) who was formerly registered with Western International Securities, Inc. and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Western International Securities, Inc., Efrain Trujillo was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Efrain Trujillo has had his own regulatory problems. In 2022, he consented to the sanctions of an 18 month suspension and $5000 fine for allegedly borrowing approximately $335,000 from firm customers without providing prior written notice or obtaining written approval from his member firm. The advisor then failed to pay the fine and his license was revoked.

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Efrain Trujillo Customer Complaints

Efrain Trujillo has been the subject of 2 customer complaints that we know about recovering investment losses. Financial West Group settled one of the customer complaints against the financial advisor in favor of the investor. There is currently one complaint filed against Western International Securities for Efrain Trujillo’s nonpayment of a promissory note and excessive trading.

Allegations Against Efrain Trujillo

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unauthorized securities transactions.
  • Unsuitable investment recommendations
  • Excessive trading.

Efrain Trujillo Red Flags & Your Rights As An Investor

Of course, Efrain Trujillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Efrain Trujillo at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Efrain Trujillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Efrain Trujillo

If you have questions about Western International Securities, Inc. and/or Efrain Trujillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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