| Read Time: 2 minutes | LPL Financial Complaints | News & Articles |


Dominick Greco Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Dominick Greco of LPL Financial LLC?

Dominick Greco

Dominick Greco (CRD #4375180) who was formerly registered with LPL Financial LLC and located in Indio, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Dominick Greco was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Dominick Greco Customer Complaints

Dominick Greco has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. One customer complaint was denied and, to date, no further action has been taken. There is currently one FINRA arbitration pending against LPL Financial for Dominick Greco’s alleged misconduct.

Allegations Against Dominick Greco

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Recommendation of various alternative investments which were unsuitable for the customer’s investment profile and risk tolerance.
  • Unsuitable REIT purchase.
  • Unsuitable investment recommendations in breach of advisors fiduciary duty.
  • Misrepresentation and negligence in connection with REIT and business development company investments.

Dominick Greco Red Flags & Your Rights As An Investor

Of course, Dominick Greco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominick Greco at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dominick Greco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominick Greco

If you have questions about LPL Financial LLC and/or Dominick Greco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars