| Read Time: 2 minutes | Pruco Securities Complaints |


Daniel Hirst Of Pruco Securities And Formerly With Bankers Life Securities, Bankers Life Advisory Services And ProEquities Has A Customer Complaint For Alleged Broker Misconduct

Who is Daniel Hirst of Pruco Securities?

Daniel Hirst (CRD #6581836) who is currently registered with Pruco Securities and located in St. Louis Park, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Daniel Hirst was associated with Bankers Life Securities, Bankers Life Advisory Services, ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Daniel Hirst Customer Complaint

Daniel Hirst has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were in a written complaint, dated January 24, 2019, addressed to Bankers Life and Casualty Company (BLC), an insurance company affiliate of the Firm, Customer alleged that Registered Representative, Daniel Hirst (Hirst), failed to explain the terms of two Guaranteed Life Income Annuities (GLIAs) purchased from BLC in December 2017.  Customer alleged that she would have not agreed to the annuities purchase as she was at retirement age and needed liquidity for day to day expenses.  Customer asked to allow her to move her investments from BLC without incurring fees and/or penalties. While the GLIAs were not securities and were issued by BLC, the Firm is reporting this complaint because the GLIAs were funded by liquidation of securities recommended by a registered representative of the Firm. Daniel Hirst’s customer complaint was settled in favor of the investors.

Daniel Hirst Red Flags & Your Rights As An Investor

Of course, Daniel Hirst did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Hirst at Pruco Securities, Bankers Life Securities, Bankers Life Advisory Services, and ProEquities on alert to review carefully the activity and performance of their accounts and question whether Daniel Hirst has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, Bankers Life Securities, Bankers Life Advisory Services, and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Pruco Securities Due To Daniel Hirst

If you have questions about Pruco Securities, Bankers Life Securities, Bankers Life Advisory Services, ProEquities, and/or Daniel Hirst and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars