| Read Time: < 1 minute |


Clarissa Holmes Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Clarissa Holmes of Pruco Securities?

Clarissa Holmes (CRD #4867991) who is currently registered with Pruco Securities and located in Peoria, Arizona is a subject of one of our many securities industry sales practice abuse investigations.

Clarissa Holmes Customer Complaint

Clarissa Holmes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Clarissa Holmes failed to disclose tax consequences. Clarissa Holmes’ customer complaint was denied and, to date, the customer has not taken any further action.

Clarissa Holmes Red Flags & Your Rights As An Investor

Of course, Clarissa Holmes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clarissa Holmes at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Clarissa Holmes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Pruco Securities Due To Clarissa Holmes

If you have questions about Pruco Securities and/or Clarissa Holmes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars