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Christopher Watkins Of Silver Oak Securities, Incorporated And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Watkins of Silver Oak Securities, Incorporated?

Christopher Watkins

Christopher Watkins (CRD #4456445) who is currently registered as a broker and investment adviser with Silver Oak Securities, Incorporated and located in Louisville, Kentucky, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Silver Oak Securities, Incorporated, Christopher Watkins was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Christopher Watkins Customer Complaints

Christopher Watkins has been the subject of 2 customer complaints that we know about recovering investment losses. Both of those customer complaints were settled by LPL Financial in favor of the investors.

Allegations Against Christopher Watkins

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendations of alternative investments involving business development companies.
  • Advisor recommended unsuitable investments and REITs and energy fund.

Christopher Watkins Red Flags & Your Rights As An Investor

Of course, Christopher Watkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Watkins at Silver Oak Securities, Incorporated and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Watkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Christopher Watkins

If you have questions about Silver Oak Securities, Incorporated, LPL Financial LLC and/or Christopher Watkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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