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Christopher Black Formerly With LPL Financial LLC And Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct

As a client, you put your money in the hands of a trustworthy broker. This is why it’s critical to learn everything there is to know about the individual who will be investing your money. This knowledge could assist you in determining whether or not to work with a certain broker.

If you believe Christopher Black has caused you financial harm, we may be able to help you in resolving any issues or concerns you have.

Who is Christopher Black formerly with LPL Financial LLC?

Christopher Black

Christopher Black (CRD #5049080) is a previously registered broker and investment advisor who was formerly registered with LPL Financial LLC and located in Statesboro, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Christopher Black was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Christopher Black Customer Complaints

Christopher Black has been the subject of 4 customer complaints that we know about, 4of those complaints were filed in the last year to recover investment losses. Two of Christopher Black’s 4 customer complaints were settled in favor of investors.  Two of Christopher Black’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Christopher Black

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Misappropriation of client’s funds.
  • Unsuitable investment recommendations related to municipal bond purchases.
  • Misrepresentations and unsuitable recommendations with respect to bond investments.

Christopher Black Red Flags & Your Rights As An Investor

Of course, Christopher Black did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Black at LPL Financial LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Black has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Black

If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, LLC, and/or Christopher Black and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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