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Christopher Barletta Formerly With National Securities And Aegis Capital Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Barletta formerly with National Securities?

Christopher Barletta (CRD #2690600) who was formerly registered with National Securities and located in Jupiter, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Securities, Christopher Barletta was associated with Aegis Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Christopher Barletta Customer Complaints

Christopher Barletta has been the subject of 2 customer complaints that we know about.  Both of Christopher Barletta’s 2 customer complaints was settled in favor of investors.

Allegations Against Christopher Barletta

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleges misrepresentation, unsuitability, and excessive trading by Christopher Barletta.
  • Customer alleged churning, misrepresentation and fraud by Christopher Barletta.

Christopher Barletta Red Flags & Your Rights As An Investor

Of course, Christopher Barletta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Barletta at National Securities and Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Christopher Barletta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities and Aegis Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At National Securities Due To Christopher Barletta

If you have questions about National Securities, Aegis Capital, and/or Christopher Barletta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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