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Chadwick Richards Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct

Who is Chadwick Richards of LPL Financial LLC?

Chadwick Richards

Chadwick Richards (CRD #2620315) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Hendersonville, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Chadwick Richards was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Chadwick Richards Customer Complaint

Chadwick Richards has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to liquidate and inherited annuity. Instead, the advisor provided her with annuity exchange paperwork which she unknowingly signed and purchased another variable annuity. LPL Financial has recently denied the customer complaint and, to date, no further action has been taken by the investor.

Chadwick Richards Red Flags & Your Rights As An Investor

Of course, Chadwick Richards did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chadwick Richards at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Chadwick Richards has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Chadwick Richards

If you have questions about LPL Financial LLC, Waddell & Reed and/or Chadwick Richards and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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