DID B. DAVID GOLDSTEIN CAUSE YOU INVESTMENT LOSSES?

B. David Goldstein Of Securities America, Inc. And Formerly With Western International Securities, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct

Who is B. David Goldstein of Securities America, Inc.?

B. David Goldstein (CRD #1718066) who is currently registered as a broker and investment adviser with Securities America, Inc. and located in Rancho Mirage, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., B. David Goldstein was associated with Western International Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

B. David Goldstein Customer Complaints

B. David Goldstein has been the subject of 7 customer complaints that we know about to recover investment losses. One other customer complaint was settled by LPL Financial in favor of the investor. Another customer complaint was denied by Western International Securities, and, to date, the investor has not taken any further action. There are currently 5 pending FINRA arbitration proceedings filed against Western International Securities for B. David Goldstein’s alleged misconduct.

Allegations Against B. David Goldstein

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investment recommendations of illiquid REITs and limited partnerships.
• Negligence and negligent misrepresentation.
• Unsuitable recommendations, misrepresentations and omissions of material fact.

B. David Goldstein Red Flags & Your Rights As An Investor

Of course, B. David Goldstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of B. David Goldstein at Securities America, Inc. and Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether B. David Goldstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To B. David Goldstein

If you have questions about  Securities America, Inc., Western International Securities, Inc. and/or B. David Goldstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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