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Ashley Upson Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Ashley Upson of PFS Investments Inc.?

Ashley Upson (CRD #5231420) who is currently registered with PFS Investments Inc. and located in Rocky Hill, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  

Ashley Upson Customer Complaint

Ashley Upson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her ex-husband alleged he took electronic withdrawals from his IRA account without his knowledge or consent during the course of their marriage.  Ashley Upson’s customer complaint was denied and, to date, the customer has not taken any further action.

Ashley Upson Red Flags & Your Rights As An Investor

Of course, Ashley Upson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashley Upson at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Ashley Upson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Ashley Upson

If you have questions about PFS Investments Inc. and/or Ashley Upson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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