DID ANTHONY P. DIMINNO CAUSE YOU INVESTMENT LOSSES?
Anthony Diminno Formerly With Aegis Capital Corp. Has A Customer Complaint For Alleged Broker Misconduct
Who is Anthony Diminno formerly with Aegis Capital Corp.?
Anthony Diminno (CRD #5935673) who was formerly registered with Aegis Capital Corp. and located in Bronxville, New York is a subject of one of our many securities industry sales practice abuse investigations.
Anthony Diminno Customer Complaint
Anthony Diminno has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor failed to follow client’s instructions. Anthony Diminno’s customer complaint was denied and, to date, the customer has not taken any further action.
Anthony Diminno Red Flags & Your Rights As An Investor
Of course, Anthony Diminno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Diminno at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Anthony Diminno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Anthony Diminno
If you have questions about Aegis Capital Corp. and/or Anthony Diminno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.