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Andy Gitipityapon Of Western International Securities, Inc. And Formerly With Citigroup Global Markets Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Andy Gitipityapon of Western International Securities, Inc.?

Andy Gitipityapon

Andy Gitipityapon (CRD #4092978) who is currently registered as a broker and investment adviser with Western International Securities, Inc. and located in Westlake Village California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Western International Securities, Inc., Andy Gitipityapon was associated with Citigroup Global Markets Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andy Gitipityapon has had his own regulatory problems. Last year the SEC filed a civil suit against Western International Securities and him in connection with their recommendations to retail customers to purchase unrated debt securities known as GWG L Bonds. The civil action is still pending in Federal Court.

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Andy Gitipityapon Customer Complaints

Andy Gitipityapon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled in favor of the investors. The advisor’s former employer denied another customer complaint in the investor did not take any further action.

Allegations Against Andy Gitipityapon

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation a mutual funds offer and sold to customer.
  • Negligence in the offer and sale of GWG L Bonds.

Andy Gitipityapon Red Flags & Your Rights As An Investor

Of course, Andy Gitipityapon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Gitipityapon at Western International Securities, Inc. and Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Andy Gitipityapon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Citigroup Global Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Andy Gitipityapon

If you have questions about Western International Securities, Inc., Citigroup Global Markets Inc. and/or Andy Gitipityapon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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