Investment and securities fraud is a financial crime where individuals or entities deceive investors by misrepresenting information about stocks, bonds, or other investments. It includes actions like insider trading, Ponzi schemes, and false financial disclosures, violating securities laws.

Florida investment fraud attorney Robert Wayne Pearce and his team at the Law Offices of Robert Wayne Pearce, P.A. have offices in Miami and Boca Raton, and represents investors who have been the victims of securities fraud, stockbroker fraud, investment loss/fraud, and misconduct by broker-dealers.

Their law firm has recovered over $175 million for their clients through securities arbitration and litigation.

We help you win by recovering lost funds by investigating fraud, filing lawsuits, and negotiating settlements through FINRA arbitration. At Robert Wayne Pearce, P.A. we specialize in securities law and hold fraudulent parties accountable!

Contact us today at (800) 732-2889 or fill out one of our short contact forms for a free consultation or an in-person appointment directly with attorney and partner Robert Wayne Pearce.

What Can Florida Securities Lawyers Do For You?

A securities lawyer like Robert Wayne Pearce, P.A. is an attorney who specializes in securities laws and regulations. These attorneys can provide investors with legal representation involving investment losses from fraud, misrepresentation, or other securities-related disputes.

In addition, they can also help investors navigate the claims process, resolve disputes with their broker-dealer or financial advisor, and help uncover any potential violations of securities laws.

If you have experienced investment losses, you may be able to recover some or all of your money through the FINRA arbitration process. Our experienced Florida securities lawyers can help you file a claim and recover what is rightfully yours.

We Handle a Variety of Investment Loss Cases in Florida

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

Florida Securities Laws

As an investor in Florida, you have both federal and state securities laws to protect you from fraud, misuse of funds, and other unethical activity.

Florida has some of the strongest laws in the country when it comes to elder abuse and investor protection.

Below are some of the securities laws that may be applicable to your case:

Florida Division of Securities (FDS)

The Florida Division of Securities (FDS), a division of the Florida Office of Financial Regulation (FL-OFR), is responsible for enforcing state securities laws and protecting investors from fraud within the parameters of Florida law.

The FDOS has the authority to investigate, administratively prosecute and take legal action against any person or entity that violates the Florida Investor Protection Act.

You can learn more about the FDS and how they protect investors on their website.

Florida Consumer Protection Division

The Florida Consumer Protection Division is part of the Office of the Attorney General and is responsible for protecting consumers from deceptive business practices.

They investigate complaints about fraud, unfair or deceptive trade practices, and other consumer-related issues in order to ensure that businesses comply with state laws and regulations.

You can learn more about the Florida Consumer Protection Division and how they protect consumers on their website.

Florida Statute § 517

This statute is a state law that regulates securities transactions and fraud. It imposes civil and criminal liability upon those who violate the statute, as well as provides for remedies for investors who have been harmed by such violations. Florida investment fraud lawyers Robert Wayne Pearce, P.A. represent investors in FINRA arbitration.

You can read more about Florida’s securities laws in Statute § 517 here.

What is the Statute of Limitations for Investment Fraud in Florida?

In the state of Florida, there are two separate timelines for investment fraud in violation of the Florida securities statutes: a two-year (2) statute of limitations and a five-year (5) statute of repose.

The two-year statute of limitations for investment fraud in Florida begins to run on the day that you discover or reasonably should have discovered, the fraud.

The five-year statute of repose for investment fraud in Florida begins to run on the day that the fraudulent activity occurred, regardless of when you actually discovered it.

Recognizing the Signs That You May Be the Victim of Broker Fraud

There are several signs that may indicate that you have been the victim of stockbroker or other securities fraud. If you have experienced any of the following as a Florida resident, you should speak with an attorney as soon as possible:

  • Your Investment dries up or suffers a significant drop in value
  • The market is up, but your investment continues to lose value
  • You are unable to get information about your investment or the company refuses to provide information
  • Your investment is not performing as promised
  • You are pressured to invest more money or told that you need to act now
  • You are told that your investment is low risk when it is actually quite risky
  • The broker or company you invested with has stopped returning calls, responding to emails, or is otherwise unresponsive

The hardest part of investment fraud is often recognizing that it has occurred. Many times, people do not realize they have been the victim of fraud until they suffer a significant loss.

Do Not Delay – Time May Be Running Out

The statute of limitations, or the time you have to take legal action, may be shorter than you think. If you believe that you have been the victim of stockbroker fraud or investment fraud, contact an investment fraud attorney as soon as possible to discuss your legal options and to protect your rights.

Do You Need to Hire an Investment Fraud Lawyer “Near Me”?

Since securities are primarily a federally regulated industry, it is not necessary to hire a local Florida investment fraud lawyer. It is still important to find an attorney with experience handling these types of fraud cases in Florida, as they will be familiar with the state’s securities laws.

These state laws, also known as Blue Sky Laws, may differ from federal securities laws and can potentially provide additional protections for investors.

What Does it Cost to Hire a Florida Securities Attorney

How much the services of a Florida securities attorney costs depends on the facts of your case.

An initial consultation with a securities lawyer is typically free. During this consultation, the lawyer will review your case and give you an estimate of the legal fees. If you decide to move forward with the case, you will typically be asked to sign a contingency fee agreement.

A contingency fee agreement means that you will only have to pay the lawyer if he or she is successful in recovering money on your behalf. If the lawyer is not successful, you will not owe any legal fees.

At the Law Offices of Robert Wayne Pearce, P.A., we offer a free initial consultation to discuss your case and answer any questions you may have. We also work on a contingency fee basis, so you will only have to pay us if we are successful in recovering money for you.

Investment Loss Attorneys at The Law Offices of Robert Wayne Pearce Have a History of Helping Investors Recover Their Losses

The Law Offices of Robert Wayne Pearce, P.A. has helped investors recover their losses in securities arbitration and litigation for over 45 years.

We are one of the most experienced FINRA arbitration law firms in the country and have recovered more than $175 million on behalf of our clients. In fact, we have recovered funds for over 99% of his investor clients through various avenues of recovery, including settlements, arbitrations, and court litigation. 

Attorney Pearce is a well-respected advocate for investors throughout the legal community, known as a fierce litigator throughout Florida and across the country.

Some of our past results include:

$21,041,285 FEDERAL COURT FINAL JUDGMENT

In 2010, Robert Pearce won a case in federal court for $21,041,285. The final judgment was entered against the defendant for fraud, breach of fiduciary duty, and civil theft pursuant to Florida Statutes Sections 812.014 and 772.11.

$7,840,000 FINRA ARBITRATION SETTLEMENT

In this FINRA arbitration, Robert Pearce effectuated the resolution of the case through mediation on the eve of trial. This case involved a complex options trading strategy in the oil and gas sector against one of the largest Midwest broker-dealers in the United States. 

$4,300,000 FEDERAL COURT CLASS-ACTION SETTLEMENT

Robert Pearce represented investors in a class-action lawsuit against accounting and legal professionals for allegedly aiding and abetting a Ponzi scheme. 

After years of litigation and removal from state to Federal court, the lawsuit was finally resolved through mediation in 2017. The investors were awarded more than $4.3 million to the receivership for the benefit of the investors.

Satisfied Client Reviews of Our Law Firm

“Highly Recommended”

“Highly recommended. Bob Pearce represented my elderly parents when they realized they had been swindled out of their life savings by an unscrupulous investment firm that headquartered the elderly. Bob was very thorough and patient and remained our attorney after both of our parents died and six siblings had to decide if and how to proceed with our lawsuit. Bob explained all issues well, under-promising and over delivering. He also made himself available for a multitude of phone calls as we had to come together in our decisions which involved six siblings in three different cities and time zones and in two languages (English & Spanish). In the end, we won our case and the award was higher than expected.”

Sonia diaz-batson – June 2020

Talk to the Experienced Florida Securities and Investment Fraud Lawyers at our Law Firm

If you have lost money because of investment fraud or stockbroker misconduct, contact investment fraud attorney Robert Wayne Pearce, P.A. today to schedule a free consultation with an experienced Florida securities lawyer. Ask to Speak with Robert. He represents investors who have been the victims of all types of stockbroker fraud and investment misconduct.

Time is of the essence in these cases, so please do not hesitate to contact us today on our Miami office line at (800) 732-2889 or complete our contact form to schedule a free consultation.

Our lawyers are located in Boca Raton, and we represent investors in Miami and Tampa and throughout Florida and throughout the United States. Visits with the Attorney are by appointment only.

The Law Offices of Robert Wayne Pearce, P.A.

1499 W Palmetto Park Rd #400, Boca Raton, FL 33486

(561)338-0037

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