The Florida investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. represent investors who have been the victims of securities fraud, stockbroker fraud, investment loss/fraud, and misconduct by broker-dealers

Our Florida-based securities and investment fraud attorneys handle sophisticated investment fraud cases through FINRA arbitration, state court litigation, and federal court proceedings.

We investigate claims involving Ponzi schemes, unsuitable recommendations, churning, unauthorized trading, and supervision failures. Our comprehensive approach includes forensic account analysis, regulatory compliance reviews, and coordination with industry experts to build compelling cases for our clients.

Florida’s unique investor demographics—including retirees, wealth management clients, international investors, and real estate professionals—face targeted schemes involving complex financial products. Unethical brokers often exploit Florida investors through high-commission products like non-traded REITs, structured notes, private placements, and variable annuities that violate suitability obligations under FINRA Rule 2111 and Florida securities regulations.

The experienced securities lawyers at the Law Offices of Robert Wayne Pearce, P.A. have seen it all, and will leverage extensive securities law experience and deep knowledge of Florida’s investment landscape to identify misconduct, quantify damages, and pursue aggressive recovery strategies for you.

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Our Securities Lawyers Handle a Variety of Investment Fraud Cases in Florida that Led to Losses

Florida Investment and Broker Fraud Laws

As an investor in Florida, you have both federal and state securities laws to protect you from fraud, misuse of funds, and other unethical activity.

Florida has some of the strongest laws in the country when it comes to elder abuse and investor protection.

Below are some of the securities laws that may be applicable to your case:

Florida Division of Securities (FDS)

The Florida Division of Securities (FDS), a division of the Florida Office of Financial Regulation (FL-OFR), is responsible for enforcing state securities laws and protecting investors from fraud within the parameters of Florida law.

The FDOS has the authority to investigate, administratively prosecute and take legal action against any person or entity that violates the Florida Investor Protection Act.

You can learn more about the FDS and how they protect investors on their website.

Florida Consumer Protection Division

The Florida Consumer Protection Division is part of the Office of the Attorney General and is responsible for protecting consumers from deceptive business practices.

They investigate complaints about fraud, unfair or deceptive trade practices, and other consumer-related issues in order to ensure that businesses comply with state laws and regulations.

You can learn more about the Florida Consumer Protection Division and how they protect consumers on their website.

Florida Statute § 517

This statute is a state law that regulates securities transactions and fraud. It imposes civil and criminal liability upon those who violate the statute, as well as provides for remedies for investors who have been harmed by such violations. Florida investment fraud lawyers Robert Wayne Pearce, P.A. represent investors in FINRA arbitration.

You can read more about Florida’s securities laws in Statute § 517 here.

What is the Statute of Limitations for Investment Fraud in Florida?

In the state of Florida, there are two separate timelines for investment fraud in violation of the Florida securities statutes: a two-year (2) statute of limitations and a five-year (5) statute of repose.

The two-year statute of limitations for investment fraud in Florida begins to run on the day that you discover or reasonably should have discovered, the fraud.

The five-year statute of repose for investment fraud in Florida begins to run on the day that the fraudulent activity occurred, regardless of when you actually discovered it.

Recognizing the Signs That You May Be the Victim of Broker Fraud

There are several signs that may indicate that you have been the victim of stockbroker or other securities fraud. If you have experienced any of the following as a Florida resident, you should speak with an attorney as soon as possible:

  • Your Investment dries up or suffers a significant drop in value
  • The market is up, but your investment continues to lose value
  • You are unable to get information about your investment or the company refuses to provide information
  • Your investment is not performing as promised
  • You are pressured to invest more money or told that you need to act now
  • You are told that your investment is low risk when it is actually quite risky
  • The broker or company you invested with has stopped returning calls, responding to emails, or is otherwise unresponsive

The hardest part of investment fraud is often recognizing that it has occurred. Many times, people do not realize they have been the victim of fraud until they suffer a significant loss.

Do Not Delay – Time May Be Running Out

The statute of limitations, or the time you have to take legal action, may be shorter than you think. If you believe that you have been the victim of stockbroker fraud or investment fraud, contact an investment fraud attorney as soon as possible to discuss your legal options and to protect your rights.

Do You Need to Hire an Investment Fraud Lawyer?

Since securities are primarily a federally regulated industry, it is not necessary to hire a local Florida investment fraud lawyer. It is still important to find an aggressive attorney with experience handling these types of fraud cases in Florida, as they will be familiar with the state’s securities laws.

These state laws, also known as Blue Sky Laws, may differ from federal securities laws and can potentially provide additional protections for investors.

What Does it Cost to Hire a Florida Investment and Stockbroker Attorney?

How much the services of a Florida investment fraud attorney costs depends on the facts of your case.

An initial consultation with a securities lawyer is typically free. During this consultation, the lawyer will review your case and give you an estimate of the legal fees. If you decide to move forward with the case, you will typically be asked to sign a contingency fee agreement.

A contingency fee agreement means that you will only have to pay the lawyer if he or she is successful in recovering money on your behalf. If the lawyer is not successful, you will not owe any legal fees.

At the Law Offices of Robert Wayne Pearce, P.A., we offer a free initial consultation to discuss your case and answer any questions you may have. We also work on a contingency fee basis, so you will only have to pay us if we are successful in recovering money for you.

Talk to the Experienced Florida Securities and Investment Fraud Lawyers at our Law Firm

If you have lost money because of investment fraud or stockbroker misconduct, contact investment fraud attorney Robert Wayne Pearce, P.A. today to schedule a free consultation with an experienced Florida securities lawyer. Ask to Speak with Robert. He represents investors who have been the victims of all types of stockbroker fraud and investment misconduct.

Time is of the essence in these cases, so please do not hesitate to contact us today on our Miami office line at (800) 732-2889 or complete our contact form to schedule a free consultation.

Our lawyers are located in Boca Raton, and we represent investors in Miami and Tampa and throughout Florida and throughout the United States. Visits with the Attorney are by appointment only.

The Law Offices of Robert Wayne Pearce, P.A.

1499 W Palmetto Park Rd #400, Boca Raton, FL 33486

(561) 338-0037

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[Written by attorney Robert Wayne Pearce (Attorney Bio)]