The Law Offices of Robert Wayne Pearce, P.A. is a nationwide law firm that represents defrauded investors, stockbrokers, and financial advisors in securities fraud cases, FINRA arbitrations, and regulatory enforcement matters involving the SEC, CFTC, and FINRA.
Founded by Robert Wayne Pearce who has over 45 years of experience in investment fraud law, the practice focuses primarily on helping investors recover losses from investment fraud while also defending financial professionals in regulatory actions and employment disputes within the securities industry.
The firm's attorneys handle complex investment disputes including private placement and Regulation D fraud, structured products litigation, and broker-dealer misconduct cases.
The investment and securities fraud lawyers at the Law Offices of Robert Wayne Pearce P.A., represents clients on all sides of securities, commodities and investment fraud and other issues in a broad range of practice areas in courtroom litigation, arbitration, SEC defense, and mediation proceedings.
Attorney Robert Wayne Pearce and his team have handled hundreds of FINRA, AAA and JAMs securities arbitration and mediation cases for satisfied clients located in many U.S. states and throughout the world.
Our investment and securities fraud lawyers have represented investors throughout the United States and internationally. We have recovered over $175 million for our investor clients in all types of stockbroker fraud and broker and advisor misconduct cases.
At The Law Offices of Robert Wayne Pearce, P.A., we believe the ultimate barometer of our success is surpassing the expectation of our clients.
The following clients have direct knowledge of our law firm's processes from the inside and experienced our securities fraud attorneys' fierce advocacy.
Regulation D is just one of the exemptions that fraudsters commonly rely upon in an attempt to avoid disclosure of important facts relating to a company that might have influenced your investment decision.
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The Structured Products Lawyers at The Law Offices of Robert Wayne Pearce, P.A., specialize in representing investors who have suffered losses due to structured products and complex derivatives. With over 45 years of experience, our team of highly skilled attorneys understands the intricacies of these sophisticated financial instruments and the legal challenges they present, and we can help you recover losses from these structured notes.
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As an investor, you must be fully aware of the associated risks and whether structured notes fit within your investment parameters. Robert Pearce, Attorney at the Law Offices of Robert Wayne Pearce, P.A. will explain these risks to you. He is a highly experienced investment fraud lawyer who has successfully handled many structured note cases and other complex securities and investment law matters.
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Investment Fraud Lawyer | Law Offices of Robert Wayne Pearce, P.A | Securities Law Firm
With a Successful Track Record for Recovery of Investment Losses
Attorney Robert Wayne Pearce is a well-respected advocate for investors throughout the legal community, known as a fierce litigator and tireless not only in Florida but across the nation and near you.
Read his Investors’ Rights Blog and discover the breadth of his knowledge that can only be gained from over 45 years of legal experience for yourself. As one of the most experienced in FINRA arbitration, Mr. Pearce knows all of the available options for your case and will pursue them vigorously to secure the best possible outcome for you and your stockbroker fraud and stockbroker misconduct case.
He has earned a peer rating of AV Preeminent * through the Martindale-Hubbell peer review rating process, the highest available rating through that program.
Mr. Pearce is one of Thomson Reuters Florida Super Lawyers ** for Securities Litigation (Top 5). Read the feature article about him in the Florida 2014 Super Lawyers magazine entitled: “No Excuses – How Robert Wayne Pearce Stared Down Personal Disaster”.
During his more than 45 years of experience practicing securities and commodities law, he has won numerous million-dollar awards and settlements for his clients which has earned him recognition for his success by The Million Dollar Advocates Forum and The Multi-Million Dollar Advocates Forum as one of the Top Trial Lawyers in America TM***.
By hiring The Law Offices of Robert Wayne Pearce, P.A., you get access to his over 45 years of experience practicing in the area of securities, commodities and investment fraud on both sides of the table in arbitrations and courtroom litigation, and you will clearly see his legal experience and knowledge in action. Having a fierce litigator and tireless advocate of your rights, and one who will quickly identify both the strengths and the weaknesses of your case will surely increase the likelihood of winning your case.
So, FINRA Rule 3210 is a relatively newer FINRA rule, approved by the U.S. Securities and Exchange Commission (SEC) in the Spring of 2016 and rolled out the following year. The regulators’ goal in approving this rule was to prevent conflicts of interest by financial advisors and broker-dealers.
Learn MoreAttorney Robert Wayne Pearce is the Lead Attorney of The Law Offices of Robert Wayne Pearce, P.A. and is one of the top investment fraud lawyers in the country. Serving Nationwide, Based in Florida. He is a well-respected advocate for investors throughout the legal community; he is known for his fierce litigation skills and tireless advocacy on behalf of his clients.
Learn MoreUBS LOSES AGAIN TO THE LAW OFFICES OF ROBERT WAYNE PEARCE - JULY 2025 It appears that UBS and its attorneys have not learned the lessons taught by the investment fraud lawyers at the Law Offices of Robert Wayne Pearce. In the last three arbitrations, Mr. Pearce obtained awards of $5,887,498, $552,000, and $764,000 for his clients. In each case, UBS failed to offer any settlement and refused to attend a mediation to try and settle the dispute. A brief description of each case follows:
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