Founded in 1895, Piper Jaffray is Minneapolis, Minnesota based full-service investment bank and asset management firm focused on mergers and acquisitions, financial restructuring, public offerings, public finance, institutional brokerage, investment management, and securities research. The firm first obtained a seat on the New York Stock Exchange in 1931 with the acquisition of Hopwood & Company. In 1997, the firm was acquired by U.S. Bancorp for $730 million in cash and was spun off in 2003. In 2006, the company sold its brokerage business to Zurich, Switzerland based UBS for $510 million in cash. Piper Jaffray has over 30 offices in the United States, Europe, and Asia.FINRA Arbitration Lawyer for Piper Jaffray Investors Nationwide
Piper Jaffray has been the subject of numerous past regulatory events and arbitration proceedings. Some of these past regulatory events and arbitration proceedings included claims involving fraud, misrepresentation, negligence, breach of fiduciary duty, omissions, unsuitable investments, churning, mismanagement of accounts, and failure to supervise. The Financial Industry Regulatory Authority (FINRA) oversees broker-dealer and stockbroker practices and enforces its rules to protect investors and uphold industry standards. FINRA also provides potential investors with useful research tools on its website. Investors considering opening an account at Piper Jaffray should perform their own due diligence by reviewing the broker-dealer's regulatory history and stockbroker's history of conduct. To begin investigating Piper Jaffray and/or its registered representatives, please visit BrokerCheck.Schedule Your Free Initial Consultation with an Aggressive Attorney with Experience in FINRA Arbitrations and Piper Jaffray
For dedicated representation by a law firm with substantial experience in all aspects of securities, and commodities and investment disputes, contact the Law Offices of Robert Wayne Pearce, P.A., located in Boca Raton, Florida. For over 35 years, Attorney Pearce has tried, arbitrated, and mediated hundreds of disputes involving complex securities, commodities and investment law issues. The lawyers at our law firm are devoted to representing investors throughout the United States and international community! We have information about arbitrations and disciplinary actions against Piper Jaffray and/or stockbrokers employed at the firm on our blog. You can always call 800-732-2889 or email Mr. Pearce at email@example.com for answers to any of your questions about your Piper Jaffray investment losses and/or any related matter.