Merrill Lynch Pierce Fenner and Smith
Merrill Lynch is a New York, New York based firm founded in 1914 and was once an independent wealth management, capital markets, and advisory company, with offices in 40 countries and territories and total client assets of approximately $1.6 trillion. Following an acquisition by Bank of America in 2009, Merrill Lynch has become the largest brokerage firm in the world, with more than 15,000 Financial Advisors and approximately $2.2 trillion in client assets. Bank of America is a Charlotte, North Carolina based multinational banking and financial services corporation founded in 1904. The acquisition made Bank of America the number one underwriter of global high-yield debt, the third largest underwriter of global equity, and the ninth largest adviser on global mergers and acquisitions. Merrill Lynch is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).FINRA Arbitration Lawyer For Merrill Lynch Investors Nationwide
Merrill Lynch has been the subject of numerous past regulatory events and arbitration proceedings. Some of these past regulatory events and arbitration proceedings included claims involving fraud, misrepresentation, negligence, breach of fiduciary duty, omissions, unsuitable investments, churning, mismanagement of accounts, and failure to supervise. The Financial Industry Regulatory Authority (FINRA) oversees broker-dealer and stockbroker practices and enforces its rules to protect investors and uphold industry standards. FINRA also provides potential investors with useful research tools on its website. Investors considering opening an account at Merrill Lynch should perform their own due diligence by reviewing the broker-dealer's regulatory history and stockbroker's history of conduct. To begin investigating Merrill Lynch and/or its registered representatives, please visit BrokerCheck.Schedule Your Free Initial Consultation with an Aggressive Attorney with Experience in FINRA Arbitrations and Merrill Lynch
For dedicated representation by a law firm with substantial experience in all aspects of securities, and commodities and investment disputes, contact the Law Offices of Robert Wayne Pearce, P.A., located in Boca Raton, Florida. For over 40 years, Attorney Pearce has tried, arbitrated, and mediated hundreds of disputes involving complex securities, commodities and investment law issues. The lawyers at our law firm are devoted to representing investors throughout the United States and international community! We have information about arbitrations and disciplinary actions against Merrill Lynch and/or stockbrokers employed at the firm on our blog. You can always call 800-732-2889 or email Mr. Pearce at email@example.com for answers to any of your questions about your Merrill Lynch investment losses and/or any related matter.