LPL Financial is based in Boston, Massachusetts and is the largest organization of independent financial advisors in the United States. Founded in 1989 through the merger of two brokerage firms, Linsco and Private Ledger, LPL Financial has since expanded its number of independent financial advisors from several hundred to more than 13,000. LPL Financial offers a wide array of products and financial services including stocks, bonds, mutual funds, annuities, insurance, and fee-based programs - the firm does not develop its own investment products. LPL Financial has over 4 million funded accounts and over $300 billion in advisory and brokerage assets.FINRA Arbitration Lawyer For LPL Financial Investors Nationwide
LPL Financial has been the subject of numerous past regulatory events and arbitration proceedings. Some of these past regulatory events and arbitration proceedings included claims involving fraud, misrepresentation, negligence, breach of fiduciary duty, omissions, unsuitable investments, churning, mismanagement of accounts, and failure to supervise. The Financial Industry Regulatory Authority (FINRA) oversees broker-dealer and stockbroker practices and enforces its rules to protect investors and uphold industry standards. FINRA also provides potential investors with useful research tools on its website. Investors considering opening an account at LPL Financial should perform their own due diligence by reviewing the broker-dealer's regulatory history and stockbroker's history of conduct. To begin investigating LPL Financial and/or its registered representatives, please visit BrokerCheck.Schedule Your Free Initial Consultation with an Aggressive Attorney with Experience in FINRA Arbitrations and LPL Financial
For dedicated representation by a law firm with substantial experience in all aspects of securities, and commodities and investment disputes, contact the Law Offices of Robert Wayne Pearce, P.A., located in Boca Raton, Florida. For over 40 years, Attorney Pearce has tried, arbitrated, and mediated hundreds of disputes involving complex securities, commodities and investment law issues. The lawyers at our law firm are devoted to representing investors throughout the United States and international community! We have information about arbitrations and disciplinary actions against LPL Financial and/or stockbrokers employed at the firm on our blog. You can always call 800-732-2889 or email Mr. Pearce at email@example.com for answers to any of your questions about your LPL Financial investment losses and/or any related matter.