FINRA arbitration can help investors recover losses, but results depend on preparation and strategy. Our attorneys conduct a detailed case review, draft a fact-rich Statement of Claim, and manage arbitrator selection, discovery, mediation, and hearing presentation. We focus on evidence, deadlines, and damages analysis so clients know what to expect from start to award today.
Continue ReadingUnauthorized trading happens when a broker buys or sells securities in a non-discretionary account without your prior permission. Our firm helps investors act fast, document the activity, and pursue recovery through FINRA arbitration. If you see trades you didn’t approve, report them immediately, preserve statements and confirmations, and speak with an attorney about next steps.
Continue ReadingYour broker cannot sell your stocks without permission unless you provided written authorization. Two situations may allow sales without express consent: trading in a discretionary account and liquidations triggered by a margin call. If you discover unexpected sales, determine who placed the order, review account agreements, and consult a stockbroker fraud lawyer about your rights.
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