Oregon investment fraud attorneys at the Law Offices of Robert Wayne Pearce P.A. represent investors who lost money through broker misconduct, unauthorized trading, and unsuitable investment recommendations. We understand the betrayal you feel when your broker violates their fiduciary duty through misrepresentation, unauthorized trading, or unsuitable investments.
Our attorneys have recovered over $175 million for victims across 45 years of practice. We represent investors in FINRA arbitration and securities litigation throughout Oregon. Your broker’s negligence damaged your financial security, but our firm protects your rights and pursues the compensation you deserve.
Investment fraud victims often blame themselves, but broker misconduct violates federal securities laws and industry regulations. We help clients reclaim their losses through proven legal strategies. Our experienced securities attorneys handle complex FINRA claims and identify every avenue for recovery.
You deserve justice and financial restoration. Contact our Portland office at (800) 732-2889 for a free consultation—we only collect fees when we recover your investment losses.
Our law firm serves clients throughout Oregon:
- Portland
- Salem
- Eugene
- Gresham
- Hillsboro
- Bend
- Medford
- Corvallis
- Oregon City
- Redmond
- Keizer
- Grants Pass
- McMinnville
- Tualatin
- West Linn
- Beaverton
- Springfield
- Albany
- Tigard
- Lake Oswego
Investment Losses? We Can Help
Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.
or, give us a ring at (800) 732-2889.
How an Oregon Investment Fraud Attorney Can Help You
If you have experienced investment losses due to broker or advisor misconduct, the experienced Oregon investment fraud attorneys at the Law Offices of Robert Wayne Pearce, P.A. can potentially help you recover your losses and hold wrongdoers accountable.
Recovering Losses from Unsuitable Investments
Brokers who recommend investments not suitable for your investment goals, age, or risk tolerance violate Oregon Securities Law (ORS Chapter 59) and FINRA Rule 2111. Our investment fraud attorneys can analyze the suitability of your investments and help you file a FINRA arbitration claim against your broker.
Addressing Excessive Trading (Churning)
Excessive trading by brokers generates commissions at your expense and violates both Oregon securities regulations and FINRA rules. Attorneys at the Law Offices of Robert Wayne Pearce, P.A. can investigate excessive trading activity and advocate for compensation on your behalf.
Representation for Misrepresentation and Omission
Providing false, misleading, or incomplete information about investments breaches Oregon Securities Law (ORS Chapter 59.135) and SEC Rule 10b-5. Our skilled securities fraud lawyers can help identify fraudulent misrepresentations and pursue recovery for your financial losses.
Holding Brokers Accountable for Unauthorized Trading
Brokers executing trades without client approval violate Oregon regulations and FINRA Rule 3260. Our investment fraud attorneys can analyze your brokerage records, identify unauthorized transactions, and help seek restitution.
Protecting Investors from Breaches of Fiduciary Duty
Brokers and advisors owe fiduciary duties to their clients under Oregon law and must prioritize investors’ interests. Violations of this duty can lead to substantial financial losses, and our lawyers can evaluate your broker’s conduct and pursue claims through FINRA arbitration.
Recovering Funds Lost in Ponzi and Pyramid Schemes
Ponzi and pyramid schemes promise high returns by using new investors’ money to pay earlier investors, violating Oregon Securities Law (ORS 59.135). Attorneys at the Law Offices of Robert Wayne Pearce, P.A. can investigate these fraudulent schemes and aggressively seek to recover your lost funds.
Pursuing Claims for Theft or Misappropriation of Funds
Theft or misappropriation of client funds is both criminal and a violation of securities regulations. Our attorneys can work alongside Oregon law enforcement and regulatory agencies to recover your stolen assets and hold brokers accountable.
Legal Representation for Broker and Firm Negligence
Brokers and brokerage firms must adhere to professional standards of care. Negligence can include failing to supervise brokers adequately (FINRA Rule 3110) and ignoring investor instructions. Our Oregon securities lawyers can determine negligence and represent your interests in arbitration.
Protection Against Overconcentration and Lack of Diversification
Overconcentration in a single asset or market sector significantly increases investment risk, potentially violating fiduciary obligations under Oregon law. The attorneys at the Law Offices of Robert Wayne Pearce, P.A. can evaluate your portfolio and advocate for appropriate recovery.
Mutual Fund and Private Placement Fraud
Misleading sales tactics involving mutual funds and private placements violate Oregon securities disclosure requirements. Our attorneys can thoroughly analyze these complex investment products and assist in recovering losses resulting from deceptive practices.
Additional Investment Fraud Areas We Handle Include:
- Cryptocurrency Fraud
- Margin Abuse
- Conflicts of Interest
- Microcap Stock Fraud
- Unauthorized Securities Sales (“Selling Away”)
Statute of Limitations for Oregon Securities Fraud Claims
In Oregon, securities fraud claims must typically be filed within two years of discovering the fraud and no later than three years after the date the securities were sold (ORS 59.115(6)). Federally, claims must be filed within five years from the violation or two years from discovery.
What Can an Investment and Securities Fraud Lawyer Do for Investors?
An investment fraud plaintiff’s lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.
Investment Losses? Let’s talk.
or, give us a ring at 800-732-2889.
Client Testimonials
Our Track Record: Protecting Oregon Investors
When evaluating securities law firms, results matter. For over 45 years, we’ve gone head-to-head with major Wall Street firms to reclaim what belongs to investors in Oregon and nationwide. Our track record of complex, high-stakes victories demonstrates our readiness to fight for your financial recovery. Here are a few examples that showcase our track record:
1) Pre-Suit Settlement $565,342
Oregon investors facing similar exploitation can take confidence from this victory involving fraudulent equity indexed annuities sold to an elderly investor with diminished capacity. Through aggressive pre-litigation advocacy, we negotiated the complete repurchase of all annuities at full value without filing a lawsuit. This result demonstrates our ability to protect vulnerable seniors from predatory insurance agents and secure full recovery efficiently.
2) FINRA Arbitration Award $573,200
Case No. 91-02022
Cheri Brown v American Capital
This case demonstrates our ability to help Oregon investors who’ve been sold unregistered securities through manipulation and fraud. The arbitration involved penny stocks offered through misrepresentations in a manipulated market. Despite the complexity of proving market manipulation, we secured numerous sales practice violations findings, resulting in a $573,000 award for Ms. Brown.
3) FINRA Arbitration Settlement $750,000
Like many Oregon residents who’ve encountered negligence during corporate mergers, this case involved a major Wall Street brokerage’s failure to sell technology stock received in a merger transaction. Recovery came through proving the firm’s breach of its fundamental duty to execute customer instructions. The 2005 mediation settlement shows how even simple failures by financial institutions can cause devastating losses requiring aggressive legal advocacy.
Contact a Securities and Investment Loss Attorney Today
The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Oregon investment fraud and stockbroker fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.
If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.
If you have questions about how to move forward, contact our team online or by phone at our Portland Oregon line at (800) 732-2889 for a free confidential consultation with an investment loss recovery lawyer. We will fight aggressively for your financial recovery and for justice.
Frequently Asked Questions
What are the most common types of investment fraud in Oregon?
Some of the most common cases we handle involve misrepresentation of investment risks, unauthorized trading, unsuitable investment recommendations, Ponzi schemes, and broker negligence. These actions violate Oregon Securities Law (ORS Chapter 59) and FINRA regulations.
How much does it cost to hire your firm?
We work on a contingency fee basis. That means you pay nothing unless we successfully recover money for you. Consultations are always free and confidential.
Can I recover losses if I signed a risk disclosure or arbitration agreement?
Yes. Signing a disclosure or agreeing to arbitration does not excuse brokers from liability for fraud or negligence. We pursue claims through FINRA arbitration, which is designed to protect investors even in cases involving signed agreements.
How long do I have to file an investment fraud claim in Oregon?
Under ORS 59.115(6), you generally have two years from when the fraud is discovered, but no more than three years from the date the security was sold. It’s important to act quickly to preserve your rights.
What if my losses came from a small brokerage firm or local advisor?
Broker misconduct can occur at firms of any size. Whether the broker was part of a national firm or an independent local office, we can investigate and pursue your recovery through FINRA arbitration or litigation as appropriate.
[Written by attorney Robert Wayne Pearce (Attorney Bio)]