The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Robert Wayne Pearce is a Nebraska investment fraud lawyer specializing in getting individuals their money back from bad investments using any and all available methods.

We understand the frustration and stress that comes with being a victim of investment fraud. We have been helping investors for over 45 years navigate the legal process and hold those responsible accountable.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf.

We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Nebraska law as it applies to investment fraud cases.

Our law firm serves clients throughout Nebraska:

How a Mississippi Investment Fraud Attorney Can Help You

If you’ve suffered investment losses due to broker misconduct or fraud, Mississippi investment and stockbroker fraud attorneys at the Law Offices of Robert Wayne Pearce P.A. can help you understand your rights and pursue compensation.

Fraud, Misrepresentation, and Omissions

Securities fraud often involves brokers making false claims, omitting critical facts, or misrepresenting investments. Mississippi’s primary legal protection against this is the Mississippi Securities Act, closely aligned with SEC Rule 10b-5. Our investment fraud attorneys can help determine if your losses resulted from fraudulent misrepresentations and pursue claims through FINRA arbitration.

Unsuitable and High-Risk Investment Recommendations

Brokers must recommend investments suitable for your risk profile. Investments such as leveraged ETFs, inverse funds, cryptocurrencies, or speculative stocks may constitute unsuitable recommendations. The attorneys at Robert Wayne Pearce P.A. analyze portfolio risk and suitability under the Mississippi Securities Act and FINRA suitability standards to identify violations.

Negligence and Breach of Fiduciary Duty

Brokers have a fiduciary duty under the Mississippi Business Corporation Act to act in your best interest. Negligent financial advice or actions contrary to your financial goals may qualify for claims of breach of fiduciary duty. Our lawyers evaluate whether negligence or breaches occurred and guide investors through the recovery process.

Churning, Excessive, and Unauthorized Trading

Churning refers to excessive trading to generate broker commissions, which violates FINRA Rule 2111. Unauthorized trading occurs when brokers execute transactions without your approval. Our attorneys investigate trading patterns, identify excessive or unauthorized activities, and help victims recover their losses.

Margin Abuse and Liquidations

Improper use of margin accounts can lead to devastating losses through margin-call liquidations. Such practices violate FINRA rules and potentially the Mississippi Securities Act. Our investment fraud attorneys assess margin trading misconduct and pursue arbitration claims when brokers misuse margin accounts.

Over-Concentration and Lack of Diversification

Broker recommendations resulting in excessive concentration in a single asset class or issuer violate diversification principles. These actions could constitute negligence under Mississippi law. Attorneys at Robert Wayne Pearce P.A. analyze portfolio concentration to determine liability and help investors achieve fair compensation.

Private Placement and Regulation D Fraud

Fraudulent private placements and Regulation D offerings, including REITs, hedge funds, structured notes, or GPB investments, are governed by SEC and FINRA rules. Our attorneys evaluate claims involving these complex securities to uncover regulatory violations and misrepresentations, potentially enabling investor recovery.

Selling Away and Unregistered Securities

“Selling away” involves brokers promoting unregistered or off-book securities, violating FINRA Rule 3280 and the Mississippi Securities Act. The Law Offices of Robert Wayne Pearce P.A. help victims hold brokerage firms accountable for supervisory failures and recover investment losses.

Failure to Supervise and Best-Interest Violations

Brokers and firms must supervise their representatives under FINRA Rule 3110 and ensure recommendations follow the SEC’s Regulation Best Interest (Reg BI). Our investment fraud lawyers investigate supervisory lapses and hold firms accountable for failing to protect investors.

Elder Financial Abuse and Theft

Elder financial abuse, undue influence, theft, or forgery in investment accounts violates Mississippi’s Vulnerable Persons Act. Our attorneys vigorously pursue claims to protect elderly investors from financial exploitation and help recover misappropriated assets.

FINRA Arbitration Claims

Most securities fraud claims are resolved through FINRA arbitration, offering a streamlined, cost-effective alternative to court litigation. Attorneys at Robert Wayne Pearce P.A. regularly represent clients in FINRA arbitration, often on a contingency basis, ensuring effective advocacy without upfront costs.

Statute of Limitations for Investment Fraud in Mississippi

In Mississippi, investment fraud claims must generally be filed within five years of the violation or two years from when the fraud was discovered or should have reasonably been discovered. Timely consultation with an attorney is crucial to preserve your rights under these deadlines.

Important Mississippi Securities Laws and Resources

Additional Violations We Handle

  • Ponzi Schemes
  • Pump-and-Dump Schemes
  • Broker Misconduct
  • Variable Annuity Fraud

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

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Contact a Nebraska Securities and Investment Fraud Attorney Today

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Nebraska investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.

If you have questions about how to move forward, contact our team online or call our Omaha office line at (800) 732-2889 for a free confidential consultation with a Nebraska securities lawyer. We will fight aggressively for your financial recovery and for justice.

[Written by attorney Robert Wayne Pearce (Attorney Bio)]