The Louisiana investment fraud attorneys at The Law Offices of Robert Wayne Pearce P.A. represent investors who’ve been betrayed by financial professionals they trusted. We focus exclusively on securities fraud cases, helping victims recover losses through FINRA arbitration and other legal channels.

Your broker may have violated their fiduciary duty through unauthorized trading, unsuitable investments, or misrepresentation of risks. You’re not alone, and this isn’t your fault. For over 45 years, our attorneys have seen how broker negligence devastates hardworking families. We’ve successfully recovered more than $175 million for clients whose brokers put commissions ahead of client interests.

Our firm handles all types of investment fraud claims for clients in Louisiana, from churning and excessive trading to selling unsuitable products and breach of fiduciary duty. We pursue FINRA claims against major brokerage firms and independent advisors throughout Louisiana. Our securities attorneys understand the complex regulations that govern your investments and know how to prove when those rules were broken.

Recovery is possible when you have the right legal team. We work on contingency, meaning you pay nothing unless we recover money for you. Contact our New Orleans line at (800) 732-2889 for a free consultation about your investment losses. We’d love to make things right for you and have you feeling “Easy” once gain, even if you’re not in The Big Easy!

Our law firm serves clients throughout Louisiana:

How a Louisiana Investment Fraud Attorney Can Help You

Investment fraud can severely impact your financial stability and peace of mind. The experienced Louisiana investment and stockbroker fraud attorneys at the Law Offices of Robert Wayne Pearce P.A. can help you navigate complex securities laws to potentially recover your losses.

Unsuitable Investments and Breach of Fiduciary Duty

Investment advisors must recommend suitable investments based on your specific financial goals, risk tolerance, and investment knowledge. Under the Louisiana Securities Law, advisors who fail to do this breach their fiduciary duties. Our investment fraud attorneys can help by filing a FINRA arbitration claim against the negligent broker-dealer or advisor.

Unauthorized Trading and Excessive Trading (Churning)

Trading without investor approval or excessively trading to generate commissions violates both federal regulations and Louisiana statutes, including the Louisiana Unfair Trade Practices Act (LUTPA). Attorneys at the Law Offices of Robert Wayne Pearce P.A. can analyze your trading history and hold brokers accountable for unauthorized and excessive transactions.

Misrepresentation and Omission of Material Facts

Providing misleading information or withholding critical facts about investments constitutes fraud under the Louisiana Securities Law and the federal Securities Act of 1933. Our investment fraud lawyers can investigate and build strong cases demonstrating how brokers misrepresented investments, potentially helping you recover your investment losses.

Ponzi Schemes and Investment Scams

Ponzi schemes and related scams promise high returns but rely on new investor funds to pay existing investors. Louisiana statutes criminalize these schemes, and the attorneys at Robert Wayne Pearce P.A. have successfully represented clients defrauded in such scams, aggressively pursuing recovery through FINRA arbitration or court action.

Overconcentration and Failure to Diversify Investments

When brokers excessively concentrate investments in a single asset or market sector, it violates their obligation to diversify to mitigate risk. Under Louisiana’s securities regulations, our lawyers can demonstrate how brokers’ negligence led to significant investor losses, helping you seek compensation.

Margin Abuse and Forced Liquidation

Improperly advising investors to use margin accounts or liquidating assets without consent due to margin calls breaches fiduciary duties outlined in the Louisiana Securities Law. Our attorneys can challenge these practices and potentially recover damages through arbitration or litigation.

Broker Theft and Misappropriation of Funds

When brokers misappropriate or steal client funds, criminal and civil actions can be pursued under Louisiana’s Business Corporations Act and related federal laws. Our attorneys are skilled at uncovering fraudulent activities, assisting victims in reclaiming stolen funds.

Other Common Investment Fraud Violations We Handle

  • Mutual fund sales violations
  • Excessive markups and commissions
  • Selling away (offering unauthorized securities)
  • Negligence and failure to supervise advisors
  • Conflicts of interest harming investors

Our experienced lawyers routinely handle these types of claims, leveraging deep knowledge of both Louisiana and federal securities laws.

Relevant Louisiana and Federal Investment Fraud Laws

Statute of Limitations for Investment Fraud in Louisiana

Time limitations for filing investment fraud claims in Louisiana are strict. Generally, Louisiana law sets a one-year statute of limitations for fraud claims, while federal securities fraud claims must typically be filed within two years of discovering the fraud or five years from the violation date. Consulting our attorneys promptly ensures timely filing of your claim.

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

How our Louisiana Securities Law Attorneys Can Help Investors like You

Indeed, experiencing losses is a reality of investing, but brokers can be legally accountable when their actions constitute fraud. If you suspect you’ve fallen prey to investment fraud, reaching out to an attorney who specializes in this field and has a track record in similar cases is crucial. Additionally, it might be necessary to notify regulatory organizations such as the SEC or FINRA about possible market manipulation or insider trading activities.

The sooner you act, the greater your chances of recovering compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have helped countless investors recover their losses due to investment fraud. We will thoroughly investigate your case, uncovering any misrepresentation or fraudulent activity, and fight to get you justice and the compensation you deserve.

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Here’s how our knowledgeable and experienced investment fraud law firm can advocate for you:

  • Represent & Advise: We’ll stand as your legal representative, advising you on your rights and options throughout the process.
  • Investigate & Analyze: We’ll thoroughly investigate your case, meticulously analyzing financial documents and potential fraudulent schemes to uncover evidence of wrongdoing.
  • Identify Liable Parties: We’ll work strategically to identify all potentially liable parties, including brokers, financial advisors, and financial institutions.
  • File Complaints & Lawsuits: We’ll file formal complaints with regulatory agencies (such as the SEC or FINRA) and, when necessary, initiate lawsuits to protect your interests.
  • Litigate & Negotiate: We are skilled litigators ready to fight for you in court or arbitration. Additionally, we’ll negotiate tirelessly to secure the most favorable settlement possible.
  • Recover Losses: Our ultimate goal is to recover your financial losses and protect you from further harm. We are results-driven and committed to achieving the maximum financial recovery you deserve.

Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients

In the last 20 years alone, Robert Pearce has recovered over $175 million for his investor clients. In fact, he has recovered funds for over 99% of his investor clients through various avenues of recovery, including settlements, arbitrations, and court litigation.

No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 45 year career and in the last 20 years alone recovered over $175 million for his investor clients.

Robert Pearce will fight for your rights day in and day out to get you the recovery you are entitled to.

What Can an Investment Fraud Lawyer Do for Investors?

investment fraud lawyers

An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.

Investment Losses? Let’s talk.

or, give us a ring at 800-732-2889.

Client Testimonials



Proven Results for Louisiana Investors

When evaluating legal representation, judge by results. For over 45 years, we’ve successfully reclaimed millions for investors throughout Louisiana and nationwide, going head-to-head with major financial institutions in complex, high-stakes battles. Whether facing churning, fraud, or unsuitable investment strategies, our track record demonstrates our ability to deliver justice. Here are a few examples that showcase our track record:

1) FINRA ARBITRATION SETTLEMENT $1,950,000

In this recent case, a broker-dealer with discretionary authority deployed a highly speculative strategy involving leveraged oil and gas ETF investments that effectively leveraged the assets 6X. During the 2020 Covid crash, this reckless strategy devastated the clients’ trust account. Louisiana investors facing similar misconduct can take confidence from our ability to secure this substantial settlement at the 11th hour, recovering nearly the full amount of losses.

2) FINRA Arbitration Settlement $286,000

When a novice investor won the lottery and entrusted her winnings to a broker-dealer, the financial advisor overconcentrated and overleveraged her accounts in municipal bonds, then made unsuitable “hold” recommendations despite knowing market conditions were perilous. Like many Louisiana residents who come into sudden wealth, this investor needed protection from predatory advisors. The account was forcibly liquidated to meet margin calls, but we secured this settlement on the eve of the arbitration hearing in 2015.

3) FINRA Arbitration Award $188,000

Case No. 99-03728

Sidney Nickin v. Ryan Beck and Co., Inc.

This case involved unsuitable investment recommendations and churning of a client in the early stages of Alzheimer’s disease. Louisiana investors dealing with diminished capacity issues can benefit from our experience protecting vulnerable clients. The arbitration panel awarded full compensatory damages of $135,000, and we successfully pursued additional attorney fees through court proceedings, securing another $45,000—demonstrating our commitment to maximizing recovery for clients.

Contact our Louisiana Securities and Investment Fraud Attorneys Today

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Louisiana investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.

If you have questions about how to move forward, contact our team online or by phone at 833-300-6983 for a free confidential consultation with a Louisiana securities lawyer. We will fight aggressively for your financial recovery and for justice.

Frequently Asked Questions

How do I know if I have an investment fraud claim in Louisiana?

If your broker made trades without your permission, misrepresented risks, or placed you in unsuitable investments, you may have a claim. These actions may violate the Louisiana Securities Law and federal securities regulations.

What is the time limit to file an investment fraud case in Louisiana?

Louisiana generally allows one year from the date of discovering the fraud to file a claim. Federal securities laws allow up to two years from discovery or five years from the violation—so it’s important to act quickly.

What does it cost to work with your firm?

We work on a contingency fee basis, meaning you pay no upfront fees. We only get paid if we recover money for you, and your consultation is free.

What types of losses can be recovered in a Louisiana investment fraud case?

You may recover the full amount of your investment losses, interest, legal fees, and in some cases, punitive damages. The outcome depends on the nature of the fraud and available evidence.

How long does it take to resolve an investment fraud case through FINRA arbitration?

Most FINRA arbitration cases resolve in 12–18 months, though some settle sooner. The timeline depends on the complexity of the claim and whether the brokerage firm contests liability.

[Written by attorney Robert Wayne Pearce (Attorney Bio)]